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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M Turnover 4.55%
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.6 years
Top 20 Avg Time Held Equity + Options
0.5 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.6 years
Top 20 Avg Time Held Equity only
0.5 years

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU icon
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI icon
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR icon
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.44%
2 Financials 27.27%
3 Consumer Discretionary 7.71%
4 Technology 3.37%
5 Materials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KAHC
1
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$20.1M 2.96%
2,058,879
+50,000
+2% +$487K
2021 Q2
1 quarter
CF icon
2
CF Industries
CF
$18.1B
$18M 2.66%
323,032
-53,392
-14% -$2.56M
2019 Q2
9 quarters
FVIV
3
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$14.6M 2.15%
1,500,000
– –
2021 Q2
1 quarter
ARD
4
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$13.4M 1.97%
523,863
– –
2017 Q1
18 quarters
AUR icon
5
Aurora
AUR
$10.1B
$11.9M 1.76%
1,200,000
– –
2021 Q2
1 quarter
GGPI
6
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$11.2M 1.65%
+1,100,000
New +$10.9M
2021 Q3
0 quarters
CF icon
7
CALL
CF Industries
CF
$18.1B
$11.2M 1.65%
200,000
– –
2021 Q1
2 quarters
AAC
8
DELISTED
Ares Acquisition Corporation
AAC
$11M 1.62%
1,126,545
+663,832
+143% +$6.46M
2021 Q2
1 quarter
HZON
9
DELISTED
Horizon Acquisition Corporation II
HZON
$10.5M 1.55%
1,072,745
+950,391
+777% +$9.26M
2021 Q2
1 quarter
CPUH.U
10
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$10M 1.48%
1,002,443
– –
2021 Q1
2 quarters
OSI.U icon
11
DELISTED
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$9.89M 1.46%
1,000,000
– –
2021 Q2
1 quarter
GBTG icon
12
DELISTED
American Express Global Business Travel
GBTG
$9.87M 1.45%
1,011,090
+645,909
+177% +$6.29M
2021 Q1
2 quarters
DRAYU icon
13
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$8.98M 1.32%
+900,000
New +$8.94M
2021 Q3
0 quarters
FRGE icon
14
DELISTED
Forge Global Holdings
FRGE
$8.73M 1.29%
58,883
+25,550
+77% +$3.74M
2021 Q1
2 quarters
CRZNU
15
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$8.46M 1.25%
850,000
– –
2021 Q1
2 quarters
HERAU
16
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$8.31M 1.22%
834,123
– –
2021 Q1
2 quarters
HYACU icon
17
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$7.97M 1.17%
807,470
– –
2021 Q1
2 quarters
DTOCU
18
DELISTED
Digital Transformation Opportunities Corp. Units
DTOCU
$7.94M 1.17%
806,426
– –
2021 Q1
2 quarters
DHBCU
19
DELISTED
DHB Capital Corp. Unit
DHBCU
$7.94M 1.17%
803,543
+2,312
+0.3% +$22.9K
2021 Q1
2 quarters
BNAI icon
20
Brand Engagement Network
BNAI
$39.4M
$7.93M 1.17%
+81,555
New +$7.91M
2021 Q3
0 quarters
SOND icon
21
DELISTED
Sonder
SOND
$7.9M 1.17%
40,000
– –
2021 Q1
2 quarters
VLATU
22
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$7.87M 1.16%
796,891
+10,582
+1% +$105K
2021 Q2
1 quarter
WPCB.U
23
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$7.42M 1.09%
750,000
– –
2021 Q1
2 quarters
FRW
24
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$7.37M 1.09%
+761,526
New +$7.43M
2021 Q3
0 quarters
CSTA.U
25
DELISTED
Constellation Acquisition Corp I Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CSTA.U
$7.32M 1.08%
739,025
+12,800
+2% +$128K
2021 Q1
2 quarters
1
2 3 4 5

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 62% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.