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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.44%
2 Financials 27.27%
3 Consumer Discretionary 7.71%
4 Technology 3.37%
5 Materials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAHC
1
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$20.1M 2.96%
2,058,879
+50,000
+2% +$487K
CF icon
2
CF Industries
CF
$19B
$18M 2.66%
323,032
-53,392
-14% -$2.56M
FVIV
3
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$14.6M 2.15%
1,500,000
– –
ARD
4
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$13.4M 1.97%
523,863
– –
AUR icon
5
Aurora
AUR
$11.7B
$11.9M 1.76%
1,200,000
– –
GGPI
6
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$11.2M 1.65%
+1,100,000
New +$10.9M
CF icon
7
CALL
CF Industries
CF
$19B
$11.2M 1.65%
200,000
– –
AAC
8
DELISTED
Ares Acquisition Corporation
AAC
$11M 1.62%
1,126,545
+663,832
+143% +$6.46M
HZON
9
DELISTED
Horizon Acquisition Corporation II
HZON
$10.5M 1.55%
1,072,745
+950,391
+777% +$9.26M
CPUH.U
10
DELISTED
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$10M 1.48%
1,002,443
– –
OSI.U
11
DELISTED
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$9.89M 1.46%
1,000,000
– –
GBTG icon
12
American Express Global Business Travel
GBTG
$4.95B
$9.87M 1.45%
1,011,090
+645,909
+177% +$6.29M
DRAYU
13
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$8.98M 1.32%
+900,000
New +$8.94M
FRGE
14
DELISTED
Forge Global Holdings
FRGE
$8.73M 1.29%
58,883
+25,550
+77% +$3.74M
CRZNU
15
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$8.46M 1.25%
850,000
– –
HERAU
16
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$8.31M 1.22%
834,123
– –
HYACU
17
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$7.97M 1.17%
807,470
– –
DTOCU
18
DELISTED
Digital Transformation Opportunities Corp. Units
DTOCU
$7.94M 1.17%
806,426
– –
DHBCU
19
DELISTED
DHB Capital Corp. Unit
DHBCU
$7.94M 1.17%
803,543
+2,312
+0.3% +$22.9K
BNAI
20
Brand Engagement Network
BNAI
$94.4M
$7.93M 1.17%
+81,555
New +$7.91M
SOND
21
DELISTED
Sonder
SOND
$7.9M 1.17%
40,000
– –
VLATU
22
DELISTED
Valor Latitude Acquisition Corp. Unit
VLATU
$7.87M 1.16%
796,891
+10,582
+1% +$105K
WPCB.U
23
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$7.42M 1.09%
750,000
– –
FRW
24
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$7.37M 1.09%
+761,526
New +$7.43M
CSTA.U
25
DELISTED
Constellation Acquisition Corp I Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CSTA.U
$7.32M 1.08%
739,025
+12,800
+2% +$128K
1
2 3 4 5

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 62% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.