SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M Turnover 4.55%
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$777M
AUM Growth
-$630M
Cap. Flow
-$123M
Cap. Flow %
-15.83%
Top 10 Hldgs %
82.3%
Holding
48
New
7
Increased
4
Reduced
10
Closed
10
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.4 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$11.1M
2
RGC icon
Regal Entertainment Group
RGC
+$7.17M
3
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$6.87M
4
LNW icon
Light & Wonder
LNW
+$5.83M
5
RKT icon
ROCK-TENN COMPANY CL-A
RKT
+$4.27M

Top Sells

Rank Stock Value
1
SBGI icon
Sinclair Inc
SBGI
+$31.6M
2
BRSL icon
Brightstar Lottery PLC
BRSL
+$18.2M
3
ADT icon
ADT Corp
ADT
+$18.1M
4
OMC icon
Omnicom Group
OMC
+$11.4M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.83M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.2%
2 Consumer Discretionary 7.79%
3 Real Estate 5.53%
4 Industrials 4.97%
5 Technology 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$473M 60.85%
2,400,000
-2,400,000
-50% -$474M
2013 Q4
3 quarters
VER
2
DELISTED
VEREIT, Inc.
VER
$43M 5.53%
712,580
– –
2014 Q1
2 quarters
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$20.8M 2.67%
1,079,689
– –
2013 Q4
3 quarters
MCD icon
4
McDonald's
MCD
$169B
$16.6M 2.14%
175,000
-8,000
-4% -$763K
2014 Q1
2 quarters
GNC
5
DELISTED
GNC Holdings, Inc.
GNC
$16.3M 2.09%
419,865
-20,000
-5% -$726K
2013 Q4
3 quarters
ADT icon
6
DELISTED
ADT Corp
ADT
$13.9M 1.79%
392,000
-512,000
-57% -$18.1M
2014 Q1
2 quarters
DVN icon
7
Devon Energy
DVN
$54.9B
$12.7M 1.64%
187,000
– –
2013 Q4
3 quarters
ABBV icon
8
AbbVie
ABBV
$501B
$11.6M 1.49%
+200,000
New +$11.1M
2014 Q3
0 quarters
AAPL icon
9
Apple
AAPL
$5.01T
$11.3M 1.45%
448,000
– –
2013 Q4
3 quarters
LE icon
10
Lands' End
LE
$287M
$10.3M 1.32%
250,000
-248,000
-50% -$9.17M
2014 Q2
1 quarter
SBGI icon
11
Sinclair Inc
SBGI
$895M
$9.91M 1.28%
380,000
-1,030,000
-73% -$31.6M
2014 Q1
2 quarters
BRSS
12
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$8.44M 1.09%
575,000
+36,000
+7% +$558K
2014 Q1
2 quarters
DF
13
DELISTED
Dean Foods Company
DF
$8.32M 1.07%
627,900
+9,900
+2% +$157K
2013 Q4
3 quarters
EMC icon
14
DELISTED
EMC CORPORATION
EMC
$7.37M 0.95%
252,000
-255,000
-50% -$7.36M
2013 Q4
3 quarters
RGC icon
15
DELISTED
Regal Entertainment Group
RGC
$6.96M 0.9%
+350,000
New +$7.17M
2014 Q3
0 quarters
NXEO
16
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$6.92M 0.89%
+700,000
New +$6.87M
2014 Q3
0 quarters
OXY icon
17
Occidental Petroleum
OXY
$61.4B
$6.73M 0.87%
73,064
– –
2013 Q4
3 quarters
SABR icon
18
Sabre
SABR
$718M
$6.49M 0.83%
362,000
– –
2014 Q2
1 quarter
CMLS icon
19
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$6.27M 0.81%
194,513
+87,013
+81% +$3.45M
2013 Q4
3 quarters
LNW icon
20
DELISTED
Light & Wonder
LNW
$6.14M 0.79%
+570,000
New +$5.83M
2014 Q3
0 quarters
ACSF
21
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$5.79M 0.75%
445,000
– –
2014 Q1
2 quarters
RKT icon
22
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$4.09M 0.53%
+86,000
New +$4.27M
2014 Q3
0 quarters
TWC
23
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$4.02M 0.52%
28,000
-28,000
-50% -$4.16M
2013 Q4
3 quarters
DGI
24
DELISTED
DigitalGlobe Inc.
DGI
$3.48M 0.45%
121,975
– –
2013 Q4
3 quarters
HAR
25
DELISTED
Harman International Industries
HAR
$3.04M 0.39%
31,000
– –
2014 Q1
2 quarters
1
2

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Silver Rock Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Silver Rock Financial held 48 positions worth $777M, down 45% from $1.41B the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Silver Rock Financial withdrew a net $123M in Q3 2014, closing 10 positions and reducing 10 holdings. Its most notable exit was Brightstar Lottery PLC, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 75% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Silver Rock Financial opened a new position in AbbVie worth $11.6M.

  • Silver Rock Financial's largest Q3 2014 buy was AbbVie: 200,000 shares worth $11.6M.
  • Silver Rock Financial added most to Cumulus Media Inc. Class A Common Stock in Q3 2014, an estimated $3.45M increase.
  • Silver Rock Financial's biggest Q3 2014 reduction was Sinclair Inc, cutting an estimated $31.6M.
  • Silver Rock Financial fully exited Brightstar Lottery PLC in Q3 2014, selling an estimated $18.2M.
  • Silver Rock Financial's ten largest holdings make up 82% of its $777M portfolio in Q3 2014.
  • Silver Rock Financial opened 7 new positions and closed 10 in Q3 2014.
  • Silver Rock Financial's portfolio value fell 45% quarter-over-quarter to $777M.

Based on Silver Rock Financial's 13F filing for Q3 2014, filed 14 Nov 2014.