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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
-2.89%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$777M
AUM Growth
-$630M
Cap. Flow
-$123M
Cap. Flow %
-15.83%
Top 10 Hldgs %
82.3%
Holding
48
New
7
Increased
4
Reduced
10
Closed
10

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$11.1M
2
RGC
Regal Entertainment Group
RGC
+$7.17M
3
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$6.87M
4
LNW
Light & Wonder
LNW
+$5.83M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$4.27M

Top Sells

Rank Stock Value
1
SBGI icon
Sinclair Inc
SBGI
+$31.6M
2
BRSL
Brightstar Lottery PLC
BRSL
+$18.2M
3
ADT
ADT Corp
ADT
+$18.1M
4
OMC icon
Omnicom Group
OMC
+$11.4M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.83M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.2%
2 Consumer Discretionary 7.79%
3 Real Estate 5.53%
4 Industrials 4.97%
5 Technology 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$473M 60.85%
2,400,000
-2,400,000
-50% -$474M
VER
2
DELISTED
VEREIT, Inc.
VER
$43M 5.53%
712,580
– –
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$20.8M 2.67%
1,079,689
– –
MCD icon
4
McDonald's
MCD
$188B
$16.6M 2.14%
175,000
-8,000
-4% -$763K
GNC
5
DELISTED
GNC Holdings, Inc.
GNC
$16.3M 2.09%
419,865
-20,000
-5% -$726K
ADT
6
DELISTED
ADT Corp
ADT
$13.9M 1.79%
392,000
-512,000
-57% -$18.1M
DVN icon
7
Devon Energy
DVN
$52.1B
$12.7M 1.64%
187,000
– –
ABBV icon
8
AbbVie
ABBV
$451B
$11.6M 1.49%
+200,000
New +$11.1M
AAPL icon
9
Apple
AAPL
$4.67T
$11.3M 1.45%
448,000
– –
LE icon
10
Lands' End
LE
$370M
$10.3M 1.32%
250,000
-248,000
-50% -$9.17M
SBGI icon
11
Sinclair Inc
SBGI
$1.04B
$9.91M 1.28%
380,000
-1,030,000
-73% -$31.6M
BRSS
12
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$8.44M 1.09%
575,000
+36,000
+7% +$558K
DF
13
DELISTED
Dean Foods Company
DF
$8.32M 1.07%
627,900
+9,900
+2% +$157K
EMC
14
DELISTED
EMC CORPORATION
EMC
$7.37M 0.95%
252,000
-255,000
-50% -$7.36M
RGC
15
DELISTED
Regal Entertainment Group
RGC
$6.96M 0.9%
+350,000
New +$7.17M
NXEO
16
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$6.92M 0.89%
+700,000
New +$6.87M
OXY icon
17
Occidental Petroleum
OXY
$59.1B
$6.73M 0.87%
73,064
– –
SABR icon
18
Sabre
SABR
$888M
$6.49M 0.83%
362,000
– –
CMLS
19
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$6.27M 0.81%
194,513
+87,013
+81% +$3.45M
LNW
20
DELISTED
Light & Wonder
LNW
$6.14M 0.79%
+570,000
New +$5.83M
ACSF
21
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$5.79M 0.75%
445,000
– –
RKT
22
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$4.09M 0.53%
+86,000
New +$4.27M
TWC
23
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$4.02M 0.52%
28,000
-28,000
-50% -$4.16M
DGI
24
DELISTED
DigitalGlobe Inc.
DGI
$3.48M 0.45%
121,975
– –
HAR
25
DELISTED
Harman International Industries
HAR
$3.04M 0.39%
31,000
– –
1
2

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Silver Rock Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Silver Rock Financial held 48 positions worth $777M, down 45% from $1.41B the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Silver Rock Financial withdrew a net $123M in Q3 2014, closing 10 positions and reducing 10 holdings. Its most notable exit was Brightstar Lottery PLC, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 75% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Silver Rock Financial opened a new position in AbbVie worth $11.6M.

  • Silver Rock Financial's largest Q3 2014 buy was AbbVie: 200,000 shares worth $11.6M.
  • Silver Rock Financial added most to Cumulus Media Inc. Class A Common Stock in Q3 2014, an estimated $3.45M increase.
  • Silver Rock Financial's biggest Q3 2014 reduction was Sinclair Inc, cutting an estimated $31.6M.
  • Silver Rock Financial fully exited Brightstar Lottery PLC in Q3 2014, selling an estimated $18.2M.
  • Silver Rock Financial's ten largest holdings make up 82% of its $777M portfolio in Q3 2014.
  • Silver Rock Financial opened 7 new positions and closed 10 in Q3 2014.
  • Silver Rock Financial's portfolio value fell 45% quarter-over-quarter to $777M.

Based on Silver Rock Financial's 13F filing for Q3 2014, filed 14 Nov 2014.