SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
-1.08%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$98.5M
AUM Growth
+$98.5M
Cap. Flow
-$20.4M
Cap. Flow %
-20.75%
Top 10 Hldgs %
77.63%
Holding
34
New
3
Increased
–
Reduced
7
Closed
6

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.29M
2
DISH
DISH Network Corp.
DISH
$1.48M
3
APO icon
Apollo Global Management
APO
$1.46M

Top Sells

1
MCD icon
McDonald's
MCD
$8.27M
2
EMC
EMC CORPORATION
EMC
$6.66M
3
CPRI icon
Capri Holdings
CPRI
$4.49M
4
WLL
Whiting Petroleum Corporation
WLL
$2.64M
5
QCOM icon
Qualcomm
QCOM
$1.35M

Sector Composition

1 Technology 25.66%
2 Consumer Discretionary 11.8%
3 Materials 3.23%
4 Communication Services 2.66%
5 Industrials 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GPIAU
1
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
$12.4M 12.57% 1,250,000 – –
AAPL icon
2
Apple
AAPL
$3.45T
$11.3M 11.51% 104,000 – –
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$11M 11.18% 431,875 – –
GRSHU
4
DELISTED
Gores Holdings, Inc.
GRSHU
$9.98M 10.13% 1,000,000 – –
EMC
5
DELISTED
EMC CORPORATION
EMC
$8.79M 8.93% 330,000 -250,000 -43% -$6.66M
AAPC
6
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$7.34M 7.45% 754,907 – –
KITE
7
DELISTED
Kite Pharma, Inc.
KITE
$5.01M 5.09% 109,199 – –
HCACU
8
DELISTED
Hennessy Capital Acquisition Corp. Unit
HCACU
$4.91M 4.98% 500,000 – –
PNK
9
DELISTED
Pinnacle Entertainment Inc.
PNK
$2.9M 2.94% 82,500 – –
HAR
10
DELISTED
Harman International Industries
HAR
$2.81M 2.85% 31,500 – –
GNC
11
DELISTED
GNC Holdings, Inc.
GNC
$2.61M 2.65% 82,210 -545 -0.7% -$17.3K
VER
12
DELISTED
VEREIT, Inc.
VER
$2.36M 2.4% 266,147 – –
HYG icon
13
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$2.29M 2.32% +28,000 New +$2.29M
AGFS
14
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$1.74M 1.76% 271,285 -146,659 -35% -$938K
IMUX icon
15
Immunic
IMUX
$80.9M
$1.73M 1.76% 191,178 -5,000 -3% -$45.4K
DISH
16
DELISTED
DISH Network Corp.
DISH
$1.48M 1.5% +32,000 New +$1.48M
APO icon
17
Apollo Global Management
APO
$77.9B
$1.46M 1.48% +85,300 New +$1.46M
CSTM icon
18
Constellium
CSTM
$2.02B
$1.45M 1.47% 278,954 – –
DGI
19
DELISTED
DigitalGlobe Inc.
DGI
$1.33M 1.35% 76,764 – –
WBMD
20
DELISTED
WebMD Health Corp.
WBMD
$1.23M 1.25% 19,623 -1,000 -5% -$62.6K
TWTR
21
DELISTED
Twitter, Inc.
TWTR
$1.14M 1.16% 68,901 – –
ATVI
22
DELISTED
Activision Blizzard Inc.
ATVI
$1.02M 1.03% 30,000 – –
RGS icon
23
Regis Corp
RGS
$54M
$608K 0.62% 40,000 – –
AGFSW
24
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$580K 0.59% 579,752 -94,050 -14% -$94.1K
TBT icon
25
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$306M
$561K 0.57% 15,221 – –
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