SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M Turnover 4.55%
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$17.2M
AUM Growth
+$828K
Cap. Flow
-$8.02M
Cap. Flow %
-46.76%
Top 10 Hldgs %
99.11%
Holding
66
New
2
Increased
–
Reduced
2
Closed
15
Avg Time Held
1.3 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.3 years

Top Buys

Rank Stock Value
1
VSTEW icon
Vast Renewables Limited Warrants
VSTEW
+$4.76K
2
CREVW icon
Carbon Revolution PLC Warrant
CREVW
+$4.52K

Top Sells

Rank Stock Value
1
AMBP icon
Ardagh Metal Packaging
AMBP
+$2.58M
2
LCW icon
Learn CW Investment Corporation Class A Ordinary Shares
LCW
+$2.28M
3
LUMN icon
Lumen Technologies, Inc. Common Stock
LUMN
+$88.9K
4
AAC.WS
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
+$29.4K
5
ACAQ.WS
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
+$17.6K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.23%
2 Technology 19.64%
3 Consumer Staples 18.2%
4 Consumer Discretionary 9.46%
5 Communication Services 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EVBG icon
1
DELISTED
Everbridge, Inc. Common Stock
EVBG
$3.14M 18.28%
129,000
– –
2022 Q1
7 quarters
BRCC icon
2
BRC Inc
BRCC
$149M
$3.12M 18.2%
85,999
– –
2022 Q3
5 quarters
AMBP icon
3
Ardagh Metal Packaging
AMBP
$2.59B
$1.62M 9.46%
422,587
-741,433
-64% -$2.58M
2023 Q3
1 quarter
LUMN icon
4
Lumen Technologies, Inc. Common Stock
LUMN
$4.69B
$425K 2.48%
232,120
-62,747
-21% -$88.9K
2017 Q2
26 quarters
PRST icon
5
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$172K 1%
323,968
– –
2022 Q3
5 quarters
NRDY icon
6
Nerdy
NRDY
$52M
$60.7K 0.35%
1,179
– –
2023 Q3
1 quarter
ALUR.WS icon
7
DELISTED
Allurion Technologies Warrants
ALUR.WS
$38.8K 0.23%
86,285
– –
2023 Q3
1 quarter
MTAL.WS icon
8
DELISTED
Metals Acquisition Limited Warrants to purchase one share of Ordinary Share, each at an exercise price of $11.50 per share
MTAL.WS
$29K 0.17%
16,950
– –
2023 Q2
2 quarters
ZPTAW
9
DELISTED
Zapata Computing Holdings Inc. Warrant
ZPTAW
$25.8K 0.15%
103,241
– –
2023 Q2
2 quarters
LZM.WS icon
10
Lifezone Metals Ltd Warrants
LZM.WS
$25.4K 0.15%
47,386
– –
2023 Q3
1 quarter
AONCW icon
11
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$14.1K 0.08%
70,534
– –
2021 Q4
8 quarters
SLAMW icon
12
DELISTED
Slam Corp. warrant
SLAMW
$13.4K 0.08%
70,401
– –
2021 Q3
9 quarters
PGYWW icon
13
Pagaya Technologies Ltd Warrants
PGYWW
$535K
$10.2K 0.06%
46,390
– –
2022 Q2
6 quarters
PRSTW icon
14
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$9.1K 0.05%
500,000
– –
2022 Q3
5 quarters
BETRW icon
15
Better Home & Finance Warrant
BETRW
$1.52M
$7.21K 0.04%
45,085
– –
2021 Q3
9 quarters
CVIIW icon
16
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$6.3K 0.04%
39,401
– –
2022 Q1
7 quarters
CCGWW icon
17
Cheche Group Inc Warrant
CCGWW
$5.27K 0.03%
94,060
– –
2023 Q3
1 quarter
ZLSWW
18
DELISTED
Zalatoris II Acquisition Corp Warrant
ZLSWW
$4.33K 0.03%
84,777
– –
2021 Q4
8 quarters
RCFA.WS icon
19
DELISTED
RCF Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RCFA.WS
$3.85K 0.02%
69,908
– –
2023 Q2
2 quarters
ARQQW icon
20
DELISTED
Arqit Quantum Warrants
ARQQW
$3.69K 0.02%
42,139
– –
2021 Q3
9 quarters
NPABW icon
21
DELISTED
New Providence Acquisition Corp. II Warrant
NPABW
$3.62K 0.02%
116,859
– –
2023 Q2
2 quarters
VSTEW icon
22
DELISTED
Vast Renewables Limited Warrants
VSTEW
$3.53K 0.02%
+39,205
New +$4.76K
2023 Q4
0 quarters
SONDW icon
23
DELISTED
Sonder Holdings Inc Warrants
SONDW
$3.2K 0.02%
160,000
– –
2021 Q1
11 quarters
CSTA.WS
24
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$3.05K 0.02%
160,422
– –
2021 Q4
8 quarters
CREVW icon
25
DELISTED
Carbon Revolution PLC Warrant
CREVW
$2.74K 0.02%
+66,902
New +$4.52K
2023 Q4
0 quarters
1
2 3

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Silver Rock Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Silver Rock Financial held 66 positions worth $17.2M, up 5.1% from $16.3M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Silver Rock Financial withdrew a net $8.02M in Q4 2023, closing 15 positions and reducing 2 holdings. Its most notable exit was Learn CW Investment Corporation Class A Ordinary Shares, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 21% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Silver Rock Financial opened a new position in Vast Renewables Limited Warrants worth $3.53K.

  • Silver Rock Financial's largest Q4 2023 buy was Vast Renewables Limited Warrants: 39,205 shares worth $3.53K.
  • Silver Rock Financial's biggest Q4 2023 reduction was Ardagh Metal Packaging, cutting an estimated $2.58M.
  • Silver Rock Financial fully exited Learn CW Investment Corporation Class A Ordinary Shares in Q4 2023, selling an estimated $2.28M.
  • Silver Rock Financial's ten largest holdings make up 99% of its $17.2M portfolio in Q4 2023.
  • Silver Rock Financial opened 2 new positions and closed 15 in Q4 2023.
  • Silver Rock Financial's portfolio value rose 5.1% quarter-over-quarter to $17.2M.

Based on Silver Rock Financial's 13F filing for Q4 2023, filed 14 Feb 2024.