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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+2.61%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$351M
AUM Growth
-$60.3M
Cap. Flow
-$56.9M
Cap. Flow %
-16.19%
Top 10 Hldgs %
94.65%
Holding
22
New
1
Increased
2
Reduced
1
Closed
3

Top Buys

Rank Stock Value
1
ADT icon
ADT
ADT
+$11.6M
2
LUMN icon
Lumen
LUMN
+$1.19M

Top Sells

Rank Stock Value
1
DISH
DISH Network Corp.
DISH
+$7.68M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.79M
3
NNA
Navios Maritime Acquisition Corporation
NNA
+$247K

Sector Composition

Rank Sector Weight
1 Materials 9.16%
2 Industrials 5.78%
3 Communication Services 5.21%
4 Consumer Discretionary 3.07%
5 Energy 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$140M 39.79%
470,800
+144,200
+44% +$42.6M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$96.2M 27.4%
636,000
-651,600
-51% -$99.5M
USO icon
3
PUT
United States Oil Fund
USO
$2.51B
$16.5M 4.69%
181,400
– –
LUMN icon
4
Lumen
LUMN
$6.66B
$14.7M 4.19%
1,179,217
+100,000
+9% +$1.19M
CSTM icon
5
Constellium
CSTM
$4.09B
$13.4M 3.82%
1,056,234
– –
ADT icon
6
ADT
ADT
$4.99B
$12.8M 3.63%
+2,036,920
New +$11.6M
CF icon
7
CF Industries
CF
$19.4B
$10.9M 3.11%
222,000
– –
ARD
8
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$10.8M 3.07%
688,786
– –
GMHIU
9
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$9.54M 2.72%
900,000
– –
HUN icon
10
Huntsman Corp
HUN
$2.24B
$7.85M 2.24%
337,631
– –
VRT icon
11
Vertiv
VRT
$116B
$7.57M 2.15%
741,729
– –
RRC icon
12
Range Resources
RRC
$9.13B
$3.43M 0.98%
900,000
– –
EIGI
13
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$1.88M 0.54%
502,428
– –
LGF.A
14
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$1.49M 0.42%
161,378
– –
LGF.B
15
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$1.31M 0.37%
150,000
– –
VTLE
16
DELISTED
Vital Energy
VTLE
$1.2M 0.34%
24,970
– –
RNAC icon
17
Cartesian Therapeutics
RNAC
$229M
$801K 0.23%
15,262
– –
GSAT icon
18
Globalstar
GSAT
$10.2B
$785K 0.22%
128,941
– –
GSAH.WS
19
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$336K 0.1%
247,241
– –
NNA
20
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-39,249
Closed -$247K
DISH
21
DELISTED
DISH Network Corp.
DISH
– –
-200,000
Closed -$7.68M
WLL
22
DELISTED
Whiting Petroleum Corporation
WLL
– –
-3,423
Closed -$4.79M

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7IH
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AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VM
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SAMC
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CZI
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OM
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HPM
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Silver Rock Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Silver Rock Financial held 22 positions worth $351M, down 15% from $411M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

Silver Rock Financial withdrew a net $56.9M in Q3 2019, closing 3 positions and reducing 1 holding. Its most notable exit was DISH Network Corp., an estimated $7.68M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.2% of assets, up from 6.8% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Silver Rock Financial opened a new position in ADT worth $12.8M.

  • Silver Rock Financial's largest Q3 2019 buy was ADT: 2,036,920 shares worth $12.8M.
  • Silver Rock Financial added most to Lumen in Q3 2019, an estimated $1.19M increase.
  • Silver Rock Financial fully exited DISH Network Corp. in Q3 2019, selling an estimated $7.68M.
  • Silver Rock Financial's ten largest holdings make up 95% of its $351M portfolio in Q3 2019.
  • Silver Rock Financial opened 1 new position and closed 3 in Q3 2019.
  • Silver Rock Financial's portfolio value fell 15% quarter-over-quarter to $351M.

Based on Silver Rock Financial's 13F filing for Q3 2019, filed 14 Nov 2019.