SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+7.5%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$95.5M
AUM Growth
+$95.5M
Cap. Flow
+$4.12M
Cap. Flow %
4.32%
Top 10 Hldgs %
95.7%
Holding
20
New
4
Increased
1
Reduced
2
Closed
2

Top Buys

1
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M
2
LCID icon
Lucid Motors
LCID
$1.96M
3
FCACU
Falcon Capital Acquisition Corp. Unit
FCACU
$1.03M
4
BHC icon
Bausch Health
BHC
$311K
5
VSPRU
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$103K

Top Sells

1
STKL
SunOpta
STKL
$2.58M
2
LGF.A
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$1.15M
3
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$1.01M
4
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
$268K

Sector Composition

1 Materials 23.91%
2 Communication Services 21.54%
3 Consumer Staples 16.09%
4 Consumer Discretionary 12.72%
5 Healthcare 11.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STKL
1
SunOpta
STKL
$741M
$15.4M 8.77% 2,073,166 -348,090 -14% -$2.58M
CF icon
2
CF Industries
CF
$14B
$15.3M 8.75% 499,227 – –
LUMN icon
3
Lumen
LUMN
$5.1B
$12.3M 7.03% 1,222,397 – –
BHC icon
4
Bausch Health
BHC
$2.74B
$11M 6.3% 711,000 +20,000 +3% +$311K
ARD
5
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$10.2M 5.82% 724,387 – –
CMCSA icon
6
Comcast
CMCSA
$125B
$7.66M 4.37% 165,753 – –
CSTM icon
7
Constellium
CSTM
$2.02B
$7.51M 4.29% 956,234 – –
RTP.U
8
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M 3.27% +500,000 New +$5.74M
EIGI
9
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$4.3M 2.45% 750,000 – –
LCID icon
10
Lucid Motors
LCID
$6.08B
$1.96M 1.12% +200,000 New +$1.96M
CTOS icon
11
Custom Truck One Source
CTOS
$1.39B
$1.47M 0.84% 356,811 – –
FCACU
12
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$1.03M 0.59% +100,000 New +$1.03M
GMHIW
13
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$669K 0.38% 214,278 -85,722 -29% -$268K
GSAT icon
14
Globalstar
GSAT
$3.79B
$596K 0.34% 1,934,108 – –
VTLE icon
15
Vital Energy
VTLE
$690M
$244K 0.14% 24,968 – –
VSPRU
16
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$103K 0.06% +10,000 New +$103K
DAL icon
17
Delta Air Lines
DAL
$40.3B
– – 0 – –
SPY icon
18
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
LGF.B
19
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– – -147,995 Closed -$1.01M
LGF.A
20
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– – -155,689 Closed -$1.15M