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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
+14.17%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$85.7M
Cap. Flow
+$4.59M
Cap. Flow %
2.62%
Top 10 Hldgs %
94.09%
Holding
20
New
5
Increased
2
Reduced
2
Closed
2

Top Buys

Rank Stock Value
1
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
+$5.74M
2
LCID icon
Lucid Motors
LCID
+$1.97M
3
FCACU
Falcon Capital Acquisition Corp. Unit
FCACU
+$1.03M
4
BHC icon
Bausch Health
BHC
+$344K
5
VSPRU
Vesper Healthcare Acquisition Corp. Unit
VSPRU
+$103K

Top Sells

Rank Stock Value
1
STKL
SunOpta
STKL
+$2.21M
2
LGF.A
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
+$1.15M
3
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$1.01M
4
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
+$219K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.78%
2 Materials 13.04%
3 Communication Services 11.74%
4 Consumer Staples 8.77%
5 Consumer Discretionary 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$63.6M 36.33%
+190,000
New +$63M
DAL icon
2
CALL
Delta Air Lines
DAL
$52.7B
$16M 9.15%
524,000
+244,000
+87% +$7.04M
STKL
3
DELISTED
SunOpta
STKL
$15.4M 8.77%
2,073,166
-348,090
-14% -$2.21M
CF icon
4
CF Industries
CF
$19B
$15.3M 8.75%
499,227
– –
LUMN icon
5
Lumen
LUMN
$6.23B
$12.3M 7.03%
1,222,397
– –
BHC icon
6
Bausch Health
BHC
$2.36B
$11M 6.3%
711,000
+20,000
+3% +$344K
ARD
7
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$10.2M 5.82%
724,387
– –
CMCSA icon
8
Comcast
CMCSA
$96B
$7.66M 4.37%
165,753
– –
CSTM icon
9
Constellium
CSTM
$3.66B
$7.51M 4.29%
956,234
– –
RTP.U
10
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M 3.27%
+500,000
New +$5.74M
EIGI
11
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$4.3M 2.45%
750,000
– –
LCID icon
12
Lucid Motors
LCID
$1.97B
$1.96M 1.12%
+20,000
New +$1.97M
CTOS icon
13
Custom Truck One Source
CTOS
$2.09B
$1.47M 0.84%
356,811
– –
FCACU
14
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$1.03M 0.59%
+100,000
New +$1.03M
GMHIW
15
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$669K 0.38%
214,278
-85,722
-29% -$219K
GSAT icon
16
Globalstar
GSAT
$10.6B
$596K 0.34%
128,941
– –
VTLE
17
DELISTED
Vital Energy
VTLE
$244K 0.14%
24,968
– –
VSPRU
18
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$103K 0.06%
+10,000
New +$103K
LGF.B
19
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-147,995
Closed -$1.01M
LGF.A
20
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-155,689
Closed -$1.15M

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CAM
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CG
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NPCM
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FRGX
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FDG
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BJB
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MCM
M28 Capital Management Stamford, Connecticut $47.2M AUM 32.31% 1-Year Est. Return

Silver Rock Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Silver Rock Financial held 20 positions worth $175M, up 96% from $89.4M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Silver Rock Financial's Q3 2020 filing shows 5 new, 2 increased, 2 reduced and 2 closed positions. Its largest new stake was Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of: 500,000 shares worth $5.74M. The largest sale was SunOpta, an estimated $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 9.4% a quarter earlier, followed by Materials and Communication Services.

  • Silver Rock Financial's largest Q3 2020 buy was Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of: 500,000 shares worth $5.74M.
  • Silver Rock Financial added most to Bausch Health in Q3 2020, an estimated $344K increase.
  • Silver Rock Financial's biggest Q3 2020 reduction was SunOpta, cutting an estimated $2.21M.
  • Silver Rock Financial fully exited Lions Gate Entertainment Corp. Class A Voting Shares in Q3 2020, selling an estimated $1.15M.
  • Silver Rock Financial's ten largest holdings make up 94% of its $175M portfolio in Q3 2020.
  • Silver Rock Financial opened 5 new positions and closed 2 in Q3 2020.
  • Silver Rock Financial's portfolio value rose 96% quarter-over-quarter to $175M.

Based on Silver Rock Financial's 13F filing for Q3 2020, filed 16 Nov 2020.