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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M Turnover 4.55%
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
+14.17%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$85.7M
Cap. Flow
+$4.59M
Cap. Flow %
2.62%
Top 10 Hldgs %
94.09%
Holding
20
New
5
Increased
2
Reduced
2
Closed
2
Avg Time Held Equity + Options
1.3 years
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
1 year
Avg Time Held Equity only
1.4 years
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1.2 years

Top Buys

Rank Stock Value
1
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
+$5.74M
2
LCID icon
Lucid Motors
LCID
+$1.97M
3
FCACU
Falcon Capital Acquisition Corp. Unit
FCACU
+$1.03M
4
BHC icon
Bausch Health
BHC
+$344K
5
VSPRU
Vesper Healthcare Acquisition Corp. Unit
VSPRU
+$103K

Top Sells

Rank Stock Value
1
STKL
SunOpta
STKL
+$2.21M
2
LGF.A
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
+$1.15M
3
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$1.01M
4
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
+$219K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.78%
2 Materials 13.04%
3 Communication Services 11.74%
4 Consumer Staples 8.77%
5 Consumer Discretionary 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
$63.6M 36.33%
+190,000
New +$63M
2020 Q3
0 quarters
DAL icon
2
CALL
Delta Air Lines
DAL
$50.4B
$16M 9.15%
524,000
+244,000
+87% +$7.04M
2020 Q2
1 quarter
STKL
3
DELISTED
SunOpta
STKL
$15.4M 8.77%
2,073,166
-348,090
-14% -$2.21M
2020 Q1
2 quarters
CF icon
4
CF Industries
CF
$18.1B
$15.3M 8.75%
499,227
– –
2019 Q2
5 quarters
LUMN icon
5
Lumen Technologies, Inc. Common Stock
LUMN
$4.69B
$12.3M 7.03%
1,222,397
– –
2017 Q2
13 quarters
BHC icon
6
Bausch Health
BHC
$2.2B
$11M 6.3%
711,000
+20,000
+3% +$344K
2020 Q1
2 quarters
ARD
7
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$10.2M 5.82%
724,387
– –
2017 Q1
14 quarters
CMCSA icon
8
Comcast
CMCSA
$74.7B
$7.66M 4.37%
165,753
– –
2020 Q1
2 quarters
CSTM icon
9
Constellium
CSTM
$3.44B
$7.51M 4.29%
956,234
– –
2017 Q4
11 quarters
RTP.U
10
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M 3.27%
+500,000
New +$5.74M
2020 Q3
0 quarters
EIGI
11
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$4.3M 2.45%
750,000
– –
2017 Q2
13 quarters
LCID icon
12
Lucid Motors
LCID
$1.3B
$1.96M 1.12%
+20,000
New +$1.97M
2020 Q3
0 quarters
CTOS icon
13
Custom Truck One Source
CTOS
$2.11B
$1.47M 0.84%
356,811
– –
2019 Q4
3 quarters
FCACU
14
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$1.03M 0.59%
+100,000
New +$1.03M
2020 Q3
0 quarters
GMHIW
15
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$669K 0.38%
214,278
-85,722
-29% -$219K
2020 Q1
2 quarters
GSAT icon
16
Globalstar
GSAT
$10.7B
$596K 0.34%
128,941
– –
2016 Q4
15 quarters
VTLE icon
17
DELISTED
Vital Energy
VTLE
$244K 0.14%
24,968
– –
2018 Q4
7 quarters
VSPRU
18
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$103K 0.06%
+10,000
New +$103K
2020 Q3
0 quarters
LGF.B
19
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-147,995
Closed -$1.01M –
LGF.A
20
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-155,689
Closed -$1.15M –

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Silver Rock Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Silver Rock Financial held 20 positions worth $175M, up 96% from $89.4M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Silver Rock Financial's Q3 2020 filing shows 5 new, 2 increased, 2 reduced and 2 closed positions. Its largest new stake was Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of: 500,000 shares worth $5.74M. The largest sale was SunOpta, an estimated $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 9.4% a quarter earlier, followed by Materials and Communication Services.

  • Silver Rock Financial's largest Q3 2020 buy was Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of: 500,000 shares worth $5.74M.
  • Silver Rock Financial added most to Bausch Health in Q3 2020, an estimated $344K increase.
  • Silver Rock Financial's biggest Q3 2020 reduction was SunOpta, cutting an estimated $2.21M.
  • Silver Rock Financial fully exited Lions Gate Entertainment Corp. Class A Voting Shares in Q3 2020, selling an estimated $1.15M.
  • Silver Rock Financial's ten largest holdings make up 94% of its $175M portfolio in Q3 2020.
  • Silver Rock Financial opened 5 new positions and closed 2 in Q3 2020.
  • Silver Rock Financial's portfolio value rose 96% quarter-over-quarter to $175M.

Based on Silver Rock Financial's 13F filing for Q3 2020, filed 16 Nov 2020.