SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+20.4%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$277M
AUM Growth
+$277M
Cap. Flow
+$155M
Cap. Flow %
56.15%
Top 10 Hldgs %
68.19%
Holding
45
New
28
Increased
–
Reduced
2
Closed
5

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$71M
2
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
$9.18M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$8.93M
4
HZON.U
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$8.4M
5
IIAC.U
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$7.73M

Top Sells

1
CMCSA icon
Comcast
CMCSA
$7.66M
2
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M
3
CF icon
CF Industries
CF
$4.75M
4
EIGI
Endurance International Group Holdings, Inc.
EIGI
$4.3M
5
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
$669K

Sector Composition

1 Materials 10.1%
2 Consumer Staples 8.74%
3 Healthcare 5.34%
4 Consumer Discretionary 5.18%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$71M 24.11% +190,000 New +$71M
STKL
2
SunOpta
STKL
$741M
$24.2M 8.21% 2,073,166 – –
BHC icon
3
Bausch Health
BHC
$2.74B
$14.8M 5.02% 711,000 – –
CF icon
4
CF Industries
CF
$14B
$14.6M 4.95% 376,424 -122,803 -25% -$4.75M
CSTM icon
5
Constellium
CSTM
$2.02B
$13.4M 4.54% 956,234 – –
ARD
6
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$12.3M 4.19% 717,061 -7,326 -1% -$126K
LUMN icon
7
Lumen
LUMN
$5.1B
$11.9M 4.04% 1,222,397 – –
LUXAU
8
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$9.18M 3.12% +800,000 New +$9.18M
LCYAU
9
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$8.93M 3.03% +800,000 New +$8.93M
HZON.U
10
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$8.4M 2.85% +771,656 New +$8.4M
IIAC.U
11
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$7.73M 2.63% +750,000 New +$7.73M
APSG.U
12
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$7.65M 2.6% +700,000 New +$7.65M
SEAH.U
13
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$7.57M 2.57% +700,000 New +$7.57M
PACE.U
14
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
$5.77M 1.96% +500,000 New +$5.77M
MOTV.U
15
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$5.25M 1.78% +500,000 New +$5.25M
JOBY icon
16
Joby Aviation
JOBY
$12.1B
$4.6M 1.56% +400,000 New +$4.6M
CCIV.U
17
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.3M 1.46% +417,408 New +$4.3M
PIAI.U
18
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$4.21M 1.43% +399,299 New +$4.21M
ARBGU
19
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
$4.03M 1.37% +400,000 New +$4.03M
RTPZ.U
20
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$4.02M 1.37% +350,000 New +$4.02M
VGAC.U
21
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
$3.94M 1.34% +328,036 New +$3.94M
AJAX.U
22
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$3.72M 1.26% +300,000 New +$3.72M
LAZRW
23
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
$2.68M 0.91% +159,278 New +$2.68M
GHVIU
24
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$2.65M 0.9% +250,000 New +$2.65M
CTOS icon
25
Custom Truck One Source
CTOS
$1.39B
$2.62M 0.89% 356,811 – –
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