We are live on ! Find out more
SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+21.95%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$295M
AUM Growth
+$119M
Cap. Flow
+$79.6M
Cap. Flow %
27.02%
Top 10 Hldgs %
67.27%
Holding
46
New
28
Increased
–
Reduced
3
Closed
6

Top Buys

1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$67.4M
2
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
+$8.59M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$8.15M
4
HZON.U
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
+$7.96M
5
IIAC.U
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
+$7.68M

Top Sells

1
CMCSA icon
Comcast
CMCSA
+$7.66M
2
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
+$5.74M
3
EIGI
Endurance International Group Holdings, Inc.
EIGI
+$4.3M
4
CF icon
CF Industries
CF
+$4.05M
5
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
+$669K

Sector Composition

1 Materials 9.48%
2 Consumer Staples 8.21%
3 Healthcare 5.02%
4 Consumer Discretionary 4.87%
5 Communication Services 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$71M 24.11%
+190,000
New +$67.4M
STKL
2
DELISTED
SunOpta
STKL
$24.2M 8.21%
2,073,166
– –
DAL icon
3
CALL
Delta Air Lines
DAL
$57B
$17.8M 6.06%
444,000
-80,000
-15% -$2.91M
BHC icon
4
Bausch Health
BHC
$1.84B
$14.8M 5.02%
711,000
– –
CF icon
5
CF Industries
CF
$18.2B
$14.6M 4.95%
376,424
-122,803
-25% -$4.05M
CSTM icon
6
Constellium
CSTM
$3.88B
$13.4M 4.54%
956,234
– –
ARD
7
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$12.3M 4.19%
717,061
-7,326
-1% -$122K
LUMN icon
8
Lumen
LUMN
$6.5B
$11.9M 4.04%
1,222,397
– –
LUXAU
9
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$9.18M 3.12%
+800,000
New +$8.59M
LCYAU
10
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$8.93M 3.03%
+800,000
New +$8.15M
HZON.U
11
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$8.4M 2.85%
+771,656
New +$7.96M
IIAC.U
12
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$7.73M 2.63%
+750,000
New +$7.68M
APSG.U
13
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$7.65M 2.6%
+700,000
New +$7.16M
SEAH.U
14
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$7.57M 2.57%
+700,000
New +$7.17M
PACE.U
15
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
$5.76M 1.96%
+500,000
New +$5.25M
MOTV.U
16
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$5.25M 1.78%
+500,000
New +$5.18M
JOBY icon
17
Joby Aviation
JOBY
$7.22B
$4.6M 1.56%
+400,000
New +$4.44M
CCIV.U
18
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$4.3M 1.46%
+417,408
New +$4.18M
PIAI.U
19
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$4.21M 1.43%
+399,299
New +$4.05M
ARBGU
20
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$4.03M 1.37%
+400,000
New +$4.02M
RTPZ.U
21
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$4.02M 1.37%
+350,000
New +$3.94M
VGAC.U
22
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
$3.94M 1.34%
+328,036
New +$3.54M
AJAX.U
23
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$3.72M 1.26%
+300,000
New +$3.29M
LAZRW
24
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
$2.68M 0.91%
+159,278
New +$2.09M
GHVIU
25
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$2.65M 0.9%
+250,000
New +$2.64M
1
2

Similar funds

VCMGDR
Vinland Capital Management Gestora de Recursos Sao Paulo, Brazil $49.7M AUM 89.81% 1-Year Est. Return
7IH
72 Investment Holdings Stamford, Connecticut $49.6M AUM 684.72% 1-Year Est. Return
AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return
OM
OV Management Minneapolis, Minnesota $49M AUM 6% 1-Year Est. Return
HPM
HealthCor Partners Management Charleston, South Carolina $50.7M AUM

Silver Rock Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Silver Rock Financial held 46 positions worth $295M, up 68% from $175M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Silver Rock Financial deployed $79.6M of net new capital in Q4 2020, opening 28 new positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 190,000 shares worth $71M.

By sector, the portfolio is most concentrated in Materials at 9.5% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was CF Industries, an estimated $4.05M trimmed.

  • Silver Rock Financial's largest Q4 2020 buy was State Street SPDR S&P 500 ETF Trust: 190,000 shares worth $71M.
  • Silver Rock Financial's biggest Q4 2020 reduction was CF Industries, cutting an estimated $4.05M.
  • Silver Rock Financial fully exited Comcast in Q4 2020, selling an estimated $7.66M.
  • Silver Rock Financial's ten largest holdings make up 67% of its $295M portfolio in Q4 2020.
  • Silver Rock Financial opened 28 new positions and closed 6 in Q4 2020.
  • Silver Rock Financial's portfolio value rose 68% quarter-over-quarter to $295M.

Based on Silver Rock Financial's 13F filing for Q4 2020, filed 16 Feb 2021.