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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
+13.24%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$225M
AUM Growth
–
Cap. Flow
+$139M
Cap. Flow %
62.05%
Top 10 Hldgs %
84.45%
Holding
21
New
21
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
WLL
Whiting Petroleum Corporation
WLL
+$21.1M
2
DISH
DISH Network Corp.
DISH
+$13.7M
3
HOUS
Anywhere Real Estate
HOUS
+$12.4M
4
RMNI icon
Rimini Street
RMNI
+$12.3M
5
MSGN
MSG Networks Inc.
MSGN
+$11.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.91%
2 Communication Services 12.78%
3 Energy 11.25%
4 Technology 8.15%
5 Healthcare 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$78.2M 34.82%
+350,000
New +$76.5M
WLL
2
DELISTED
Whiting Petroleum Corporation
WLL
$25.3M 11.25%
+7,015
New +$21.1M
DISH
3
DELISTED
DISH Network Corp.
DISH
$13.9M 6.2%
+240,500
New +$13.7M
HOUS
4
DELISTED
Anywhere Real Estate
HOUS
$12.9M 5.73%
+500,000
New +$12.4M
RMNI icon
5
Rimini Street
RMNI
$527M
$12.4M 5.51%
+1,250,000
New +$12.3M
MSGN
6
DELISTED
MSG Networks Inc.
MSGN
$12.4M 5.5%
+576,500
New +$11.5M
GTYHU
7
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$10.3M 4.57%
+1,000,000
New +$10.2M
HUNTU
8
DELISTED
Hunter Maritime Acquisition Corp. Unit
HUNTU
$10M 4.46%
+1,000,000
New +$10M
RNAC icon
9
Cartesian Therapeutics
RNAC
$290M
$7.91M 3.52%
+15,369
New +$8.98M
TWNK
10
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$6.5M 2.9%
+500,000
New +$6.06M
HAR
11
DELISTED
Harman International Industries
HAR
$5.93M 2.64%
+53,350
New +$5.15M
LVLT
12
DELISTED
Level 3 Communications Inc
LVLT
$5.23M 2.33%
+92,745
New +$4.9M
DSKE
13
DELISTED
Daseke, Inc. Common Stock
DSKE
$5.04M 2.24%
+500,000
New +$4.94M
THC icon
14
Tenet Healthcare
THC
$21.5B
$4.97M 2.21%
+334,700
New +$6M
ALLY icon
15
Ally Financial
ALLY
$12.8B
$3.8M 1.69%
+200,000
New +$3.85M
ASC icon
16
Ardmore Shipping
ASC
$709M
$2.96M 1.32%
+400,000
New +$2.68M
GSAT icon
17
Globalstar
GSAT
$10.6B
$2.42M 1.07%
+100,000
New +$1.57M
CF icon
18
CF Industries
CF
$19B
$2.2M 0.98%
+70,000
New +$1.88M
TWNKW
19
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.73M 0.77%
+1,000,000
New +$1.72M
HCACW
20
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$386K 0.17%
+500,000
New +$164K
GPIAW
21
DELISTED
GP Investments Acquisition Corp
GPIAW
$281K 0.13%
+625,000
New +$288K

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NPCM
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FRGX
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BJB
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MCM
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Silver Rock Financial's Q4 2016 Portfolio in Review

As of Q4 2016, Silver Rock Financial held 21 positions worth $225M. Its ten largest holdings account for 84% of the portfolio.

Silver Rock Financial deployed $139M of net new capital in Q4 2016, opening 21 new positions. Its largest new stake was Whiting Petroleum Corporation: 7,015 shares worth $25.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, followed by Communication Services and Energy.

  • Silver Rock Financial's largest Q4 2016 buy was Whiting Petroleum Corporation: 7,015 shares worth $25.3M.
  • Silver Rock Financial's ten largest holdings make up 84% of its $225M portfolio in Q4 2016.
  • Silver Rock Financial opened 21 new positions and closed 0 in Q4 2016.

Based on Silver Rock Financial's 13F filing for Q4 2016, filed 14 Feb 2017.