SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+2.1%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$274M
AUM Growth
+$274M
Cap. Flow
-$58.4M
Cap. Flow %
-21.3%
Top 10 Hldgs %
59.2%
Holding
35
New
2
Increased
4
Reduced
12
Closed
3

Top Buys

1
VRT icon
Vertiv
VRT
$10.3M
2
GE icon
GE Aerospace
GE
$3.51M
3
CSTM icon
Constellium
CSTM
$1.53M
4
GSAH.WS
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$566K
5
ARD
Ardagh Group S.A. Class A Common Shares
ARD
$370K

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$19.6M
2
WLL
Whiting Petroleum Corporation
WLL
$13.3M
3
WEB
Web.com Group, Inc.
WEB
$12.5M
4
LUMN icon
Lumen
LUMN
$12.1M
5
GSAH.U
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$10.8M

Sector Composition

1 Communication Services 20.66%
2 Materials 19.62%
3 Industrials 12.94%
4 Energy 12.79%
5 Consumer Discretionary 9.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CF icon
1
CF Industries
CF
$14B
$25.9M 4.57% 475,003 -14,497 -3% -$789K
RRC icon
2
Range Resources
RRC
$8.16B
$24.5M 4.33% 1,440,871 -44,129 -3% -$749K
MSGN
3
DELISTED
MSG Networks Inc.
MSGN
$19.3M 3.41% 747,444 -41,856 -5% -$1.08M
CSTM icon
4
Constellium
CSTM
$2.02B
$17.5M 3.09% 1,414,986 +123,586 +10% +$1.53M
DISH
5
DELISTED
DISH Network Corp.
DISH
$14.2M 2.5% 395,748 -11,952 -3% -$427K
LEN icon
6
Lennar Class A
LEN
$34.5B
$13M 2.31% 279,389 -20,911 -7% -$976K
EVHC
7
DELISTED
Envision Healthcare Holdings Inc
EVHC
$12.7M 2.25% 278,598 -21,402 -7% -$979K
RNAC icon
8
Cartesian Therapeutics
RNAC
$261M
$12.2M 2.15% 787,000 – –
ARD
9
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$11.8M 2.08% 703,229 +22,129 +3% +$370K
CMCSA icon
10
Comcast
CMCSA
$125B
$11.4M 2.01% 321,724 -23,076 -7% -$817K
HYACU
11
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$11M 1.94% 1,055,400 – –
WLL
12
DELISTED
Whiting Petroleum Corporation
WLL
$10.6M 1.88% 200,000 -250,000 -56% -$13.3M
GG
13
DELISTED
Goldcorp Inc
GG
$10.5M 1.85% 1,029,077 -31,423 -3% -$320K
LUMN icon
14
Lumen
LUMN
$5.1B
$10.4M 1.85% 492,546 -571,454 -54% -$12.1M
VRT icon
15
Vertiv
VRT
$48.7B
$10.3M 1.82% +1,060,350 New +$10.3M
GTYHU
16
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$10.1M 1.79% 999,987 – –
HUNT
17
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$9.93M 1.76% 999,996 – –
GE icon
18
GE Aerospace
GE
$292B
$9.49M 1.68% 840,214 +311,214 +59% +$3.51M
CWEN.A icon
19
Clearway Energy Class A
CWEN.A
$3.32B
$7.48M 1.32% 392,877 -19,023 -5% -$362K
CWEN icon
20
Clearway Energy Class C
CWEN
$3.51B
$6.77M 1.2% 352,609 -14,891 -4% -$286K
ASC icon
21
Ardmore Shipping
ASC
$473M
$5.27M 0.93% 816,310 – –
EIGI
22
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$4.29M 0.76% 490,636 +37,036 +8% +$324K
GREK icon
23
Global X MSCI Greece ETF
GREK
$302M
$2.59M 0.46% 313,000 – –
GSAT icon
24
Globalstar
GSAT
$3.79B
$1.37M 0.24% 2,746,800 – –
GSAH.WS
25
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$566K 0.1% +353,448 New +$566K
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