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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$565M
AUM Growth
+$110M
Cap. Flow
-$56.6M
Cap. Flow %
-10.01%
Top 10 Hldgs %
76.12%
Holding
34
New
3
Increased
4
Reduced
13
Closed
3

Top Buys

Rank Stock Value
1
VRT icon
Vertiv
VRT
+$10.4M
2
GE icon
GE Aerospace
GE
+$4M
3
CSTM icon
Constellium
CSTM
+$1.45M
4
GSAH.WS
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
+$642K
5
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$361K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
2
WEB
Web.com Group, Inc.
WEB
+$12.5M
3
WLL
Whiting Petroleum Corporation
WLL
+$12.3M
4
LUMN icon
Lumen
LUMN
+$12M
5
GSAH.U
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
+$10.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.88%
2 Communication Services 10.02%
3 Materials 9.52%
4 Industrials 6.27%
5 Energy 6.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$218M 38.54%
+750,000
New +$214M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$80.8B
$73.3M 12.96%
434,900
-371,300
-46% -$62.7M
CF icon
3
CF Industries
CF
$19B
$25.9M 4.57%
475,003
-14,497
-3% -$699K
RRC icon
4
Range Resources
RRC
$9.69B
$24.5M 4.33%
1,440,871
-44,129
-3% -$708K
MSGN
5
DELISTED
MSG Networks Inc.
MSGN
$19.3M 3.41%
747,444
-41,856
-5% -$1M
CSTM icon
6
Constellium
CSTM
$3.66B
$17.5M 3.09%
1,414,986
+123,586
+10% +$1.45M
DISH
7
DELISTED
DISH Network Corp.
DISH
$14.2M 2.5%
395,748
-11,952
-3% -$410K
LEN icon
8
Lennar Class A
LEN
$20.8B
$13M 2.31%
288,609
-21,601
-7% -$1.09M
EVHC
9
DELISTED
Envision Healthcare Holdings Inc
EVHC
$12.7M 2.25%
278,598
-21,402
-7% -$961K
RNAC icon
10
Cartesian Therapeutics
RNAC
$290M
$12.2M 2.15%
26,233
– –
ARD
11
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$11.8M 2.08%
703,229
+22,129
+3% +$361K
CMCSA icon
12
Comcast
CMCSA
$96B
$11.4M 2.01%
321,724
-23,076
-7% -$817K
HYACU
13
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$11M 1.94%
1,055,400
– –
WLL
14
DELISTED
Whiting Petroleum Corporation
WLL
$10.6M 1.88%
2,667
-3,333
-56% -$12.3M
GG
15
DELISTED
Goldcorp Inc
GG
$10.5M 1.85%
1,029,077
-31,423
-3% -$368K
LUMN icon
16
Lumen
LUMN
$6.23B
$10.4M 1.85%
492,546
-571,454
-54% -$12M
VRT icon
17
Vertiv
VRT
$99B
$10.3M 1.82%
+1,060,350
New +$10.4M
GTYHU
18
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$10.1M 1.79%
999,987
– –
HUNT
19
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$9.93M 1.76%
999,996
– –
GE icon
20
GE Aerospace
GE
$355B
$9.49M 1.68%
175,321
+64,939
+59% +$4M
CWEN.A
21
DELISTED
Clearway Energy Class A
CWEN.A
$7.48M 1.32%
392,877
-19,023
-5% -$361K
CWEN icon
22
Clearway Energy Class C
CWEN
$6.52B
$6.77M 1.2%
352,609
-14,891
-4% -$284K
ASC icon
23
Ardmore Shipping
ASC
$709M
$5.26M 0.93%
816,310
– –
EIGI
24
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$4.29M 0.76%
490,636
+37,036
+8% +$352K
GREK
25
Global X MSCI Greece ETF
GREK
$343M
$2.59M 0.46%
104,333
– –
1
2

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Silver Rock Financial's Q3 2018 Portfolio in Review

As of Q3 2018, Silver Rock Financial held 34 positions worth $565M, up 24% from $456M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Silver Rock Financial withdrew a net $56.6M in Q3 2018, closing 3 positions and reducing 13 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $19.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, up from 41% a quarter earlier, followed by Communication Services and Materials.

Against the trend, Silver Rock Financial opened a new position in Vertiv worth $10.3M.

  • Silver Rock Financial's largest Q3 2018 buy was Vertiv: 1,060,350 shares worth $10.3M.
  • Silver Rock Financial added most to GE Aerospace in Q3 2018, an estimated $4M increase.
  • Silver Rock Financial's biggest Q3 2018 reduction was Whiting Petroleum Corporation, cutting an estimated $12.3M.
  • Silver Rock Financial fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2018, selling an estimated $19.6M.
  • Silver Rock Financial's ten largest holdings make up 76% of its $565M portfolio in Q3 2018.
  • Silver Rock Financial opened 3 new positions and closed 3 in Q3 2018.
  • Silver Rock Financial's portfolio value rose 24% quarter-over-quarter to $565M.

Based on Silver Rock Financial's 13F filing for Q3 2018, filed 14 Nov 2018.