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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
201
Kraft Heinz
KHC
$29.6B
$788K 0.06%
21,395
+379
+2% +$14.3K
ET icon
202
Energy Transfer Partners
ET
$70.9B
$771K 0.06%
80,383
+576
+0.7% +$5.53K
FISV
203
Fiserv Inc
FISV
$27.8B
$757K 0.06%
6,983
-6
-0.1% -$670
RTX icon
204
RTX Corp
RTX
$302B
$757K 0.06%
8,805
-346
-4% -$29.6K
BBY icon
205
Best Buy
BBY
$17.4B
$743K 0.05%
7,028
+11
+0.2% +$1.24K
PNC icon
206
PNC Financial Services
PNC
$100B
$732K 0.05%
3,743
+84
+2% +$15.9K
CELH icon
207
Celsius Holdings
CELH
$6.89B
$729K 0.05%
24,288
-16,107
-40% -$414K
PAYX icon
208
Paychex
PAYX
$43.1B
$725K 0.05%
+6,441
New +$724K
ISRG icon
209
Intuitive Surgical
ISRG
$139B
$721K 0.05%
2,175
– –
ORI icon
210
Old Republic International
ORI
$10.3B
$712K 0.05%
30,790
+100
+0.3% +$2.47K
MMP
211
DELISTED
Magellan Midstream Partners, L.P.
MMP
$708K 0.05%
15,525
+200
+1% +$9.51K
AMX icon
212
America Movil
AMX
$71.7B
$699K 0.05%
39,558
– –
CL icon
213
Colgate-Palmolive
CL
$74.3B
$699K 0.05%
9,242
+6
+0.1% +$476
CODI icon
214
Compass Diversified
CODI
$834M
$697K 0.05%
24,750
+1,150
+5% +$31.5K
UNP icon
215
Union Pacific
UNP
$174B
$692K 0.05%
3,526
+46
+1% +$9.93K
BAX icon
216
Baxter International
BAX
$14.4B
$680K 0.05%
8,456
+5,691
+206% +$450K
WPC icon
217
W.P. Carey
WPC
$16.1B
$676K 0.05%
9,454
+118
+1% +$8.98K
DVY icon
218
iShares Select Dividend ETF
DVY
$23.6B
$670K 0.05%
5,847
– –
MPT
219
Medical Properties Trust
MPT
$2.48B
$670K 0.05%
33,360
+850
+3% +$17.4K
COP icon
220
ConocoPhillips
COP
$148B
$668K 0.05%
9,862
-298
-3% -$17.2K
FRA icon
221
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$668K 0.05%
50,000
+1,800
+4% +$24K
SCHX icon
222
Schwab US Large- Cap ETF
SCHX
$74.6B
$655K 0.05%
37,800
+9,600
+34% +$171K
WELL icon
223
Welltower
WELL
$169B
$650K 0.05%
7,894
-135
-2% -$11.6K
PSEC icon
224
Prospect Capital
PSEC
$1.15B
$632K 0.05%
82,188
+10,545
+15% +$85K
LNC icon
225
Lincoln National
LNC
$8.75B
$626K 0.05%
9,095
– –
7 8
9
10 11

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.