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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
201
W.P. Carey
WPC
$16.1B
$619K 0.05%
8,951
+808
+10% +$54K
AVB icon
202
AvalonBay Communities
AVB
$26.2B
$618K 0.05%
3,853
-37
-1% -$5.88K
FAS icon
203
Direxion Daily Financial Bull 3x ETF
FAS
$2.47B
$610K 0.05%
10,028
+14
+0.1% +$653
LRCX icon
204
Lam Research
LRCX
$389B
$603K 0.05%
12,770
-62,800
-83% -$2.64M
TSM icon
205
CALL
TSMC
TSM
$2.19T
$600K 0.05%
+5,500
New +$522K
ORI icon
206
Old Republic International
ORI
$10.3B
$599K 0.05%
30,390
-681
-2% -$12K
DOW icon
207
Dow Inc
DOW
$22.6B
$596K 0.05%
10,739
-526
-5% -$27.2K
ISRG icon
208
Intuitive Surgical
ISRG
$141B
$595K 0.05%
2,181
– –
NSC icon
209
Norfolk Southern
NSC
$75.1B
$592K 0.05%
2,493
-117
-4% -$26.6K
CGC
210
Canopy Growth
CGC
$426M
$585K 0.05%
2,373
-70
-3% -$16K
ZM icon
211
Zoom
ZM
$31.1B
$585K 0.05%
1,735
-456
-21% -$203K
HRL icon
212
Hormel Foods
HRL
$13.5B
$578K 0.05%
12,411
-2,590
-17% -$126K
VCSH icon
213
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$575K 0.05%
+6,910
New +$573K
PHM icon
214
Pultegroup
PHM
$25.2B
$574K 0.05%
13,311
-300
-2% -$13.3K
TDOC icon
215
Teladoc Health
TDOC
$1.25B
$573K 0.05%
2,866
+967
+51% +$197K
DKNG icon
216
DraftKings
DKNG
$12.5B
$562K 0.05%
12,067
+5,017
+71% +$239K
DVY icon
217
iShares Select Dividend ETF
DVY
$23.7B
$562K 0.05%
5,846
– –
VUG icon
218
Vanguard Morningstar Growth ETF
VUG
$229B
$561K 0.05%
13,296
– –
CLF icon
219
Cleveland-Cliffs
CLF
$7.17B
$560K 0.05%
38,452
+4,809
+14% +$48.7K
DD icon
220
DuPont de Nemours
DD
$19.5B
$560K 0.05%
6,271
-783
-11% -$61.5K
IWM icon
221
iShares Russell 2000 ETF
IWM
$81.8B
$555K 0.05%
2,829
-32
-1% -$5.6K
PNC icon
222
PNC Financial Services
PNC
$101B
$545K 0.05%
3,659
– –
NFLX icon
223
CALL
Netflix
NFLX
$312B
$541K 0.05%
+10,000
New +$507K
MDY icon
224
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$540K 0.05%
1,287
– –
OKE icon
225
Oneok
OKE
$57.6B
$540K 0.05%
14,081
-92,746
-87% -$3.12M
7 8
9
10 11

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.