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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
201
AvalonBay Communities
AVB
$26B
$581K 0.05%
3,890
+45
+1% +$6.89K
CDP icon
202
COPT Defense Properties
CDP
$4.13B
$576K 0.05%
24,271
+303
+1% +$7.56K
MPT
203
Medical Properties Trust
MPT
$2.4B
$562K 0.05%
31,883
-3,500
-10% -$65.1K
NSC icon
204
Norfolk Southern
NSC
$75.2B
$559K 0.05%
2,610
-24
-0.9% -$4.82K
COP icon
205
ConocoPhillips
COP
$151B
$558K 0.05%
16,977
+202
+1% +$7.65K
WFC icon
206
Wells Fargo
WFC
$264B
$557K 0.05%
23,711
-285
-1% -$7.02K
CRWD icon
207
CrowdStrike
CRWD
$226B
$549K 0.05%
+16,004
New +$466K
MAIN icon
208
Main Street Capital
MAIN
$5.52B
$548K 0.05%
18,519
+1,344
+8% +$41.2K
MU icon
209
Micron Technology
MU
$981B
$532K 0.05%
11,320
-2,150
-16% -$104K
DOW icon
210
Dow Inc
DOW
$22.6B
$530K 0.05%
11,265
-290
-3% -$13K
MMP
211
DELISTED
Magellan Midstream Partners, L.P.
MMP
$530K 0.05%
15,500
-550
-3% -$21.8K
XLY icon
212
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$528K 0.05%
7,186
+468
+7% +$33.1K
WPC icon
213
W.P. Carey
WPC
$15.9B
$520K 0.05%
8,143
+1,411
+21% +$95.1K
HST icon
214
Host Hotels & Resorts
HST
$15.3B
$516K 0.05%
47,848
+616
+1% +$6.8K
ISRG icon
215
Intuitive Surgical
ISRG
$142B
$516K 0.05%
2,181
+6
+0.3% +$1.35K
VUG icon
216
Vanguard Morningstar Growth ETF
VUG
$228B
$504K 0.05%
13,296
+120
+0.9% +$4.43K
RPM icon
217
RPM International
RPM
$14.9B
$503K 0.05%
6,077
-162
-3% -$13.2K
PSEC icon
218
Prospect Capital
PSEC
$1.14B
$492K 0.05%
97,909
-9,785
-9% -$49.2K
DD icon
219
DuPont de Nemours
DD
$19.5B
$491K 0.05%
7,054
-1,699
-19% -$119K
DVY icon
220
iShares Select Dividend ETF
DVY
$23.7B
$477K 0.04%
5,846
-1,398
-19% -$117K
SYF icon
221
Synchrony
SYF
$25.5B
$475K 0.04%
18,159
-600
-3% -$14.6K
SPXS icon
222
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$336M
$461K 0.04%
800
– –
ORI icon
223
Old Republic International
ORI
$10.2B
$458K 0.04%
+31,071
New +$497K
TY icon
224
TRI-Continental Corp
TY
$1.9B
$451K 0.04%
17,376
-1,289
-7% -$33.5K
CODI icon
225
Compass Diversified
CODI
$927M
$450K 0.04%
23,590
-1,860
-7% -$31.6K
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.