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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
201
Sempra
SRE
$54.8B
$720K 0.07%
12,668
+4
+0% +$231
KMI icon
202
Kinder Morgan
KMI
$68.7B
$712K 0.07%
40,130
-169
-0.4% -$3.02K
PARA
203
DELISTED
Paramount Global Class B
PARA
$705K 0.07%
12,277
-200
-2% -$11K
QLD icon
204
ProShares Ultra QQQ
QLD
$14.1B
$703K 0.07%
55,856
-6,488
-10% -$77.6K
CL icon
205
Colgate-Palmolive
CL
$74.4B
$702K 0.07%
10,484
-94
-0.9% -$6.26K
MRVL icon
206
Marvell Technology
MRVL
$196B
$700K 0.07%
36,277
-511
-1% -$10.5K
HYG icon
207
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$698K 0.07%
8,072
+4
+0% +$344
BIB icon
208
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$697K 0.07%
10,000
– –
VTR icon
209
Ventas
VTR
$47.9B
$696K 0.07%
12,797
+960
+8% +$55.6K
OC icon
210
Owens Corning
OC
$12.4B
$695K 0.07%
12,800
-100
-0.8% -$6.02K
PMM
211
Franklin Managed Municipal Income Trust
PMM
$273M
$695K 0.07%
100,375
-675
-0.7% -$4.79K
INTU icon
212
Intuit
INTU
$89B
$688K 0.07%
3,027
– –
VYM icon
213
Vanguard High Dividend Yield ETF
VYM
$83.5B
$675K 0.06%
7,747
+2,178
+39% +$188K
SEND
214
DELISTED
SendGrid, Inc.
SEND
$662K 0.06%
18,000
-2,125
-11% -$67K
RTN
215
DELISTED
Raytheon Company
RTN
$661K 0.06%
3,198
+117
+4% +$23.3K
DE icon
216
Deere & Co
DE
$168B
$659K 0.06%
4,386
-275
-6% -$39.5K
MTB icon
217
M&T Bank
MTB
$36.2B
$658K 0.06%
4,000
– –
XLE icon
218
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$657K 0.06%
17,358
-772
-4% -$28.9K
ANDV
219
DELISTED
Andeavor
ANDV
$654K 0.06%
4,260
-25
-0.6% -$3.69K
HES
220
DELISTED
Hess
HES
$653K 0.06%
9,118
-596
-6% -$39.3K
ADBE icon
221
Adobe
ADBE
$105B
$652K 0.06%
2,415
-200
-8% -$51.6K
MINT icon
222
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$649K 0.06%
+6,383
New +$648K
TY icon
223
TRI-Continental Corp
TY
$1.9B
$649K 0.06%
23,279
+192
+0.8% +$5.28K
TOWN icon
224
Towne Bank
TOWN
$3.42B
$648K 0.06%
21,000
-2,000
-9% -$64.7K
ED icon
225
Consolidated Edison
ED
$39.9B
$639K 0.06%
8,390
+2
+0% +$158
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.