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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
201
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$690K 0.07%
8,056
-392
-5% -$33.9K
BIIB icon
202
Biogen
BIIB
$30.9B
$687K 0.07%
2,509
-127
-5% -$39.4K
PARA
203
DELISTED
Paramount Global Class B
PARA
$687K 0.07%
13,376
-2,300
-15% -$126K
SPXX icon
204
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$686K 0.07%
40,093
-578
-1% -$10.2K
WGO icon
205
Winnebago Industries
WGO
$897M
$686K 0.07%
+18,237
New +$840K
RTN
206
DELISTED
Raytheon Company
RTN
$679K 0.07%
3,144
+1,291
+70% +$267K
XLE icon
207
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$674K 0.07%
20,002
+1,230
+7% +$43.5K
CSX icon
208
CSX Corp
CSX
$93B
$671K 0.07%
36,132
-70,626
-66% -$1.32M
PMM
209
Franklin Managed Municipal Income Trust
PMM
$274M
$666K 0.07%
93,250
+10,000
+12% +$71.6K
SSO icon
210
ProShares Ultra S&P500
SSO
$8.4B
$659K 0.07%
50,016
-3,200
-6% -$45.5K
TOWN icon
211
Towne Bank
TOWN
$3.41B
$658K 0.07%
23,000
-500
-2% -$15K
DRE
212
DELISTED
Duke Realty Corp.
DRE
$650K 0.07%
24,565
+774
+3% +$19.9K
MATW icon
213
Matthews International
MATW
$733M
$640K 0.07%
12,650
-15,000
-54% -$796K
BKNG icon
214
Booking.com
BKNG
$159B
$628K 0.07%
7,550
-50
-0.7% -$3.93K
HUM icon
215
Humana
HUM
$46.6B
$627K 0.06%
2,332
+1
+0% +$271
VOO icon
216
Vanguard S&P 500 ETF
VOO
$1.03T
$624K 0.06%
2,578
+123
+5% +$30.9K
NEOS
217
DELISTED
Neos Therapeutics, Inc
NEOS
$614K 0.06%
73,998
-6,002
-8% -$57.3K
FUSB icon
218
First US Bancshares
FUSB
$90.8M
$611K 0.06%
53,416
– –
XLK icon
219
State Street Technology Select Sector SPDR ETF
XLK
$123B
$603K 0.06%
18,420
-1,194
-6% -$40.1K
TY icon
220
TRI-Continental Corp
TY
$1.9B
$599K 0.06%
22,768
+1,973
+9% +$53.5K
MPLX icon
221
MPLX
MPLX
$59.8B
– –
0
– –
QLD icon
222
ProShares Ultra QQQ
QLD
$14B
$594K 0.06%
62,344
– –
AAL icon
223
American Airlines Group
AAL
$10.4B
$589K 0.06%
11,329
-20,500
-64% -$1.1M
ADP icon
224
Automatic Data Processing
ADP
$107B
$589K 0.06%
5,187
– –
BOND icon
225
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$589K 0.06%
5,650
– –
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.