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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
201
Colgate-Palmolive
CL
$74.4B
$740K 0.1%
10,164
+2
+0% +$144
ETW
202
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$723K 0.1%
61,077
– –
GPOR
203
DELISTED
Gulfport Energy Corp.
GPOR
$717K 0.09%
+50,000
New +$649K
VO icon
204
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$715K 0.09%
19,460
-100
-0.5% -$3.61K
TRTN
205
DELISTED
Triton International Limited
TRTN
$708K 0.09%
21,260
-2,390
-10% -$82.3K
CMCSA icon
206
Comcast
CMCSA
$90B
$696K 0.09%
18,076
-1,060
-6% -$41.8K
AEP icon
207
American Electric Power
AEP
$68.4B
$687K 0.09%
9,780
+303
+3% +$21.6K
MET icon
208
MetLife
MET
$62.1B
$686K 0.09%
13,197
-619
-4% -$30.1K
XLF icon
209
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$664K 0.09%
25,674
+10,385
+68% +$259K
VOO icon
210
Vanguard S&P 500 ETF
VOO
$1.01T
$657K 0.09%
2,848
+1,005
+55% +$228K
XLI icon
211
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$655K 0.09%
9,232
-2,736
-23% -$188K
MPC icon
212
Marathon Petroleum
MPC
$83.7B
$652K 0.09%
11,625
+5,500
+90% +$295K
PMM
213
Franklin Managed Municipal Income Trust
PMM
$273M
$651K 0.09%
86,050
+8,000
+10% +$60.7K
MTB icon
214
M&T Bank
MTB
$36.2B
$644K 0.08%
4,000
– –
APTV icon
215
Aptiv
APTV
$10.3B
$640K 0.08%
6,508
-17,399
-73% -$1.64M
VBK icon
216
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$637K 0.08%
4,170
– –
HON icon
217
Honeywell
HON
$78B
$635K 0.08%
4,963
-76
-2% -$9.43K
MPLX icon
218
MPLX
MPLX
$59.7B
– –
0
– –
LUV icon
219
Southwest Airlines
LUV
$23B
$628K 0.08%
11,223
+304
+3% +$17.1K
MU icon
220
Micron Technology
MU
$991B
$625K 0.08%
15,892
+2,400
+18% +$75.9K
CCL icon
221
Carnival Corporation Ltd
CCL
$39.7B
$623K 0.08%
+9,654
New +$645K
BIB icon
222
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$620K 0.08%
10,125
-50
-0.5% -$2.84K
VOT icon
223
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$618K 0.08%
5,072
– –
SPXX icon
224
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$616K 0.08%
39,399
-958
-2% -$14.7K
FUSB icon
225
First US Bancshares
FUSB
$90.8M
$614K 0.08%
53,416
– –
7 8
9
10 11

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LC
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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.