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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
176
Masco
MAS
$15.3B
$821K 0.08%
17,100
-2,200
-11% -$100K
SWK icon
177
Stanley Black & Decker
SWK
$15.7B
$819K 0.08%
4,944
-200
-4% -$31K
INTU icon
178
Intuit
INTU
$89B
$815K 0.08%
3,113
+12
+0.4% +$3.14K
BA icon
179
CALL
Boeing
BA
$185B
$814K 0.08%
2,500
+1,000
+67% +$354K
PSEC icon
180
Prospect Capital
PSEC
$1.17B
$804K 0.08%
124,837
+15,753
+14% +$103K
VO icon
181
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$797K 0.08%
17,888
-1,196
-6% -$51.4K
BX icon
182
Blackstone
BX
$110B
$791K 0.08%
14,133
+9
+0.1% +$467
PII icon
183
Polaris
PII
$4.07B
$788K 0.08%
7,750
– –
BIL icon
184
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$777K 0.08%
8,500
– –
ABT icon
185
Abbott
ABT
$187B
$773K 0.08%
8,902
+8
+0.1% +$670
CTVA icon
186
Corteva
CTVA
$51.3B
$768K 0.07%
25,994
-2,267
-8% -$60K
LPT
187
DELISTED
Liberty Property Trust
LPT
$760K 0.07%
12,656
+2,116
+20% +$121K
HON icon
188
Honeywell
HON
$78B
$756K 0.07%
4,533
+5
+0.1% +$817
NTAP icon
189
NetApp
NTAP
$37.2B
$747K 0.07%
12,000
– –
KMI icon
190
Kinder Morgan
KMI
$68.7B
$745K 0.07%
35,210
-199
-0.6% -$4.03K
WM icon
191
Waste Management
WM
$91B
$734K 0.07%
6,445
+71
+1% +$8.02K
VER
192
DELISTED
VEREIT, Inc.
VER
$708K 0.07%
15,334
+2,376
+18% +$114K
CRM icon
193
Salesforce
CRM
$158B
$707K 0.07%
4,350
+208
+5% +$32.6K
DVY icon
194
iShares Select Dividend ETF
DVY
$23.6B
$703K 0.07%
6,653
-836
-11% -$86.1K
MMM icon
195
3M
MMM
$94.3B
$699K 0.07%
4,736
+5
+0.1% +$700
STOR
196
DELISTED
STORE Capital Corporation
STOR
$699K 0.07%
18,781
+3,143
+20% +$122K
EBAY icon
197
eBay
EBAY
$49.8B
$693K 0.07%
19,202
-1,100
-5% -$39.9K
RDS.A
198
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$693K 0.07%
11,752
-464
-4% -$27.1K
UBA
199
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$685K 0.07%
27,576
+5,027
+22% +$121K
MTB icon
200
M&T Bank
MTB
$36.2B
$679K 0.07%
4,000
– –
6 7
8
9 10

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TAM
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CCM
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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.