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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
151
East-West Bancorp
EWBC
$18B
$960K 0.13%
16,061
-552
-3% -$31.3K
EVR icon
152
Evercore
EVR
$11.8B
$942K 0.12%
11,739
-820
-7% -$61.7K
APH icon
153
Amphenol
APH
$209B
$939K 0.12%
44,356
-1,632
-4% -$32.1K
AOS icon
154
A.O. Smith
AOS
$8.7B
$933K 0.12%
15,693
-2,004
-11% -$112K
BMI icon
155
Badger Meter
BMI
$4.03B
$931K 0.12%
19,000
– –
AJG icon
156
Arthur J. Gallagher & Co
AJG
$63.6B
$929K 0.12%
15,100
– –
CTAS icon
157
Cintas
CTAS
$81.3B
$926K 0.12%
25,664
-1,824
-7% -$60.7K
GMED icon
158
Globus Medical
GMED
$11.2B
$923K 0.12%
31,042
– –
TSS
159
DELISTED
Total System Services, Inc.
TSS
$922K 0.12%
+14,073
New +$910K
MMM icon
160
3M
MMM
$94.3B
$917K 0.12%
5,224
+81
+2% +$14K
PRI icon
161
Primerica
PRI
$9.89B
$916K 0.12%
11,231
-362
-3% -$28.3K
NEOS
162
DELISTED
Neos Therapeutics, Inc
NEOS
$915K 0.12%
+100,000
New +$760K
MAIN icon
163
Main Street Capital
MAIN
$5.48B
$913K 0.12%
22,957
+588
+3% +$23.1K
AGN
164
DELISTED
Allergan plc
AGN
$911K 0.12%
4,446
+223
+5% +$51.9K
PRAH
165
DELISTED
PRA Health Sciences, Inc.
PRAH
$910K 0.12%
11,946
-1,598
-12% -$121K
SYF icon
166
Synchrony
SYF
$25.6B
$896K 0.12%
28,850
-200
-0.7% -$5.98K
DRE
167
DELISTED
Duke Realty Corp.
DRE
$894K 0.12%
31,026
+558
+2% +$16.1K
PFF icon
168
iShares Preferred and Income Securities ETF
PFF
$13.3B
$890K 0.12%
22,926
-4,862
-17% -$189K
IDXX icon
169
Idexx Laboratories
IDXX
$46.2B
$883K 0.12%
5,678
-398
-7% -$62.9K
BIIB icon
170
Biogen
BIIB
$30.7B
$879K 0.12%
2,806
-60
-2% -$17.8K
ODFL icon
171
Old Dominion Freight Line
ODFL
$44.9B
$870K 0.11%
+23,703
New +$783K
PB icon
172
Prosperity Bancshares
PB
$8.89B
$868K 0.11%
13,200
– –
ABT icon
173
Abbott
ABT
$187B
$865K 0.11%
16,218
+211
+1% +$10.6K
DVY icon
174
iShares Select Dividend ETF
DVY
$23.6B
$863K 0.11%
9,216
+48
+0.5% +$4.44K
CFG icon
175
Citizens Financial Group
CFG
$30.6B
$860K 0.11%
22,702
-822
-3% -$28.8K
5 6
7
8 9

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MW
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TAM
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CCM
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.