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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
126
Caterpillar
CAT
$385B
$1.58M 0.12%
8,214
+554
+7% +$115K
PAG icon
127
Penske Automotive Group
PAG
$14.2B
$1.57M 0.12%
+15,661
New +$1.37M
ROKU icon
128
Roku
ROKU
$22.5B
$1.57M 0.12%
5,029
-2,097
-29% -$790K
EPD icon
129
Enterprise Products Partners
EPD
$82B
$1.56M 0.11%
72,034
+2,498
+4% +$56.7K
ATKR icon
130
Atkore
ATKR
$3.17B
$1.56M 0.11%
17,903
+679
+4% +$56.5K
AVTR icon
131
Avantor
AVTR
$9.29B
$1.53M 0.11%
+37,527
New +$1.47M
IDXX icon
132
Idexx Laboratories
IDXX
$46.9B
$1.51M 0.11%
2,434
-134
-5% -$90K
CSX icon
133
CSX Corp
CSX
$92.8B
$1.49M 0.11%
50,096
-23,298
-32% -$746K
ZBRA icon
134
Zebra Technologies
ZBRA
$17.9B
$1.48M 0.11%
2,876
+27
+0.9% +$15K
LH icon
135
Labcorp
LH
$26.1B
$1.48M 0.11%
6,098
– –
DUK icon
136
Duke Energy
DUK
$94.5B
$1.47M 0.11%
15,045
-1,856
-11% -$192K
GE icon
137
GE Aerospace
GE
$380B
$1.46M 0.11%
22,767
+1,157
+5% +$74.4K
AMT icon
138
American Tower
AMT
$78.8B
$1.44M 0.11%
5,412
+63
+1% +$18K
CTAS icon
139
Cintas
CTAS
$81.1B
$1.43M 0.11%
15,028
+296
+2% +$29K
ZD icon
140
Ziff Davis
ZD
$2B
$1.42M 0.1%
11,924
+159
+1% +$19.1K
WAL icon
141
Western Alliance Bancorporation
WAL
$8.78B
$1.42M 0.1%
13,004
+399
+3% +$38.8K
XLV icon
142
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$1.4M 0.1%
10,995
+534
+5% +$70.6K
ADSK icon
143
Autodesk
ADSK
$54.1B
$1.39M 0.1%
4,857
-24
-0.5% -$7.35K
BLD
144
DELISTED
TopBuild
BLD
$1.38M 0.1%
6,752
+148
+2% +$31.1K
C icon
145
Citigroup
C
$227B
$1.37M 0.1%
19,485
+355
+2% +$24.8K
INMD icon
146
InMode
INMD
$873M
$1.35M 0.1%
16,990
-7,920
-32% -$483K
TFC icon
147
Truist Financial
TFC
$63.4B
$1.35M 0.1%
23,038
+221
+1% +$12.3K
HZO icon
148
MarineMax
HZO
$1.15B
$1.34M 0.1%
27,680
+581
+2% +$29K
PLD icon
149
Prologis
PLD
$132B
$1.34M 0.1%
10,675
+311
+3% +$40.4K
ES icon
150
Eversource Energy
ES
$26.8B
$1.29M 0.09%
15,799
– –
4 5
6
7 8

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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.