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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
126
Norfolk Southern
NSC
$75.1B
$1.22M 0.16%
8,393
+3
+0% +$403
TFC icon
127
Truist Financial
TFC
$64B
$1.2M 0.16%
24,207
+251
+1% +$12.1K
D icon
128
Dominion Energy
D
$59.3B
$1.2M 0.16%
14,765
-163
-1% -$13.2K
THO icon
129
Thor Industries
THO
$4.14B
$1.17M 0.15%
7,736
-336
-4% -$46.7K
SNA icon
130
Snap-on
SNA
$21.5B
$1.17M 0.15%
6,685
-387
-5% -$62.6K
GAB icon
131
Gabelli Equity Trust
GAB
$1.79B
$1.16M 0.15%
191,686
+7,903
+4% +$48.2K
KMB icon
132
Kimberly-Clark
KMB
$36.5B
$1.15M 0.15%
9,566
+5,167
+117% +$603K
SWKS icon
133
Skyworks Solutions
SWKS
$10.6B
$1.14M 0.15%
11,990
-238
-2% -$24.8K
MS icon
134
Morgan Stanley
MS
$340B
$1.13M 0.15%
21,547
-34,573
-62% -$1.75M
TT icon
135
Trane Technologies
TT
$106B
$1.11M 0.14%
+12,501
New +$1.1M
TJX icon
136
TJX Companies
TJX
$178B
$1.11M 0.14%
29,104
-5,746
-16% -$208K
EXG icon
137
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$1.1M 0.14%
117,827
+182
+0.2% +$1.7K
HLI icon
138
Houlihan Lokey
HLI
$9.02B
$1.09M 0.14%
24,018
-931
-4% -$39.8K
SYF icon
139
Synchrony
SYF
$25.6B
$1.09M 0.14%
28,150
-700
-2% -$24K
TSS
140
DELISTED
Total System Services, Inc.
TSS
$1.08M 0.14%
13,691
-382
-3% -$27.8K
TTE icon
141
TotalEnergies
TTE
$190B
$1.07M 0.14%
1,779,907
-2,024,807
-53% -$1.21M
TRU icon
142
TransUnion
TRU
$15.3B
$1.07M 0.14%
19,447
-961
-5% -$51.2K
PRAH
143
DELISTED
PRA Health Sciences, Inc.
PRAH
$1.06M 0.14%
11,677
-269
-2% -$22.4K
PSEC icon
144
Prospect Capital
PSEC
$1.17B
$1.06M 0.14%
157,620
-23,493
-13% -$153K
PRI icon
145
Primerica
PRI
$9.89B
$1.05M 0.14%
10,342
-889
-8% -$84.7K
CBRE icon
146
CBRE Group
CBRE
$42.9B
$1.03M 0.13%
23,716
-5,302
-18% -$220K
EVR icon
147
Evercore
EVR
$11.8B
$1.03M 0.13%
11,406
-333
-3% -$27.8K
MMM icon
148
3M
MMM
$94.3B
$1.02M 0.13%
5,192
-32
-0.6% -$6.16K
ODFL icon
149
Old Dominion Freight Line
ODFL
$44.9B
$1.02M 0.13%
23,274
-429
-2% -$17.3K
PHK
150
PIMCO High Income Fund
PHK
$880M
$1.01M 0.13%
135,183
-24,710
-15% -$190K
4 5
6
7 8

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.