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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
126
Vodafone
VOD
$37.4B
$1.13M 0.15%
39,837
-221
-0.6% -$6.4K
COST icon
127
Costco
COST
$420B
$1.13M 0.15%
6,885
+925
+16% +$145K
TFC icon
128
Truist Financial
TFC
$64B
$1.13M 0.15%
23,956
-241
-1% -$11.1K
KMI icon
129
Kinder Morgan
KMI
$68.7B
$1.12M 0.15%
58,387
-207
-0.4% -$4.03K
NSC icon
130
Norfolk Southern
NSC
$75.1B
$1.11M 0.15%
8,390
+3
+0% +$365
EXG icon
131
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$1.1M 0.14%
117,645
+473
+0.4% +$4.38K
CBRE icon
132
CBRE Group
CBRE
$42.9B
$1.1M 0.14%
29,018
+22,893
+374% +$842K
SSO icon
133
ProShares Ultra S&P500
SSO
$8.36B
$1.1M 0.14%
90,704
-35,880
-28% -$416K
TFCFA
134
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.1M 0.14%
41,553
+1,300
+3% +$35.8K
URI icon
135
United Rentals
URI
$72.4B
$1.08M 0.14%
7,789
-143
-2% -$17.1K
CDNS icon
136
Cadence Design Systems
CDNS
$93.4B
$1.07M 0.14%
27,136
-1,849
-6% -$68.1K
NKE icon
137
Nike
NKE
$61.9B
$1.06M 0.14%
20,548
-1,362
-6% -$76.5K
SNA icon
138
Snap-on
SNA
$21.5B
$1.05M 0.14%
7,072
-187
-3% -$28.1K
MRVL icon
139
Marvell Technology
MRVL
$196B
$1.05M 0.14%
58,788
-400
-0.7% -$6.66K
PNC icon
140
PNC Financial Services
PNC
$101B
$1.03M 0.14%
7,682
-108
-1% -$13.9K
NLY icon
141
Annaly Capital Management
NLY
$17.4B
$1.02M 0.13%
20,999
+43
+0.2% +$2.1K
THO icon
142
Thor Industries
THO
$4.14B
$1.02M 0.13%
8,072
-849
-10% -$91.5K
AEIS icon
143
Advanced Energy
AEIS
$13B
$1M 0.13%
12,427
-570
-4% -$41.3K
CC icon
144
Chemours
CC
$2.37B
$999K 0.13%
19,731
-2,225
-10% -$105K
HLI icon
145
Houlihan Lokey
HLI
$9.02B
$976K 0.13%
24,949
-877
-3% -$32K
AMX icon
146
America Movil
AMX
$71.2B
$975K 0.13%
54,948
– –
SNPS icon
147
Synopsys
SNPS
$79.7B
$974K 0.13%
12,094
-705
-6% -$54.7K
PARA
148
DELISTED
Paramount Global Class B
PARA
$964K 0.13%
16,623
+10,301
+163% +$651K
TRU icon
149
TransUnion
TRU
$15.3B
$964K 0.13%
20,408
-878
-4% -$40.2K
FL
150
DELISTED
Foot Locker
FL
$961K 0.13%
27,286
-498
-2% -$20.9K
4 5
6
7 8

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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.