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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
101
Corning
GLW
$136B
$1.53M 0.13%
42,567
-8,118
-16% -$288K
SHOP icon
102
Shopify
SHOP
$200B
$1.51M 0.13%
13,310
-5,090
-28% -$534K
TQQQ icon
103
ProShares UltraPro QQQ
TQQQ
$37B
$1.49M 0.13%
65,720
– –
CDNS icon
104
Cadence Design Systems
CDNS
$91.4B
$1.48M 0.12%
10,865
-66
-0.6% -$7.74K
SPG icon
105
Simon Property Group
SPG
$71.5B
$1.48M 0.12%
17,314
-1,103
-6% -$84.2K
DHI icon
106
D.R. Horton
DHI
$41B
$1.47M 0.12%
21,257
-345
-2% -$25.2K
CAT icon
107
Caterpillar
CAT
$385B
$1.42M 0.12%
7,795
-23,797
-75% -$4.04M
CMI icon
108
Cummins
CMI
$87.4B
$1.41M 0.12%
6,199
+10
+0.2% +$2.25K
SNPS icon
109
Synopsys
SNPS
$78.8B
$1.39M 0.12%
5,351
-108
-2% -$24.9K
WBA
110
DELISTED
Walgreens Boots Alliance
WBA
$1.39M 0.12%
34,741
-73,157
-68% -$2.83M
IDXX icon
111
Idexx Laboratories
IDXX
$46.9B
$1.38M 0.12%
2,752
-326
-11% -$146K
ES icon
112
Eversource Energy
ES
$26.8B
$1.37M 0.11%
15,799
– –
ADSK icon
113
Autodesk
ADSK
$54.1B
$1.34M 0.11%
4,401
+6
+0.1% +$1.58K
DG icon
114
Dollar General
DG
$27B
$1.34M 0.11%
6,365
-142
-2% -$30.3K
COST icon
115
Costco
COST
$423B
$1.33M 0.11%
3,542
-446
-11% -$167K
SPGI icon
116
S&P Global
SPGI
$121B
$1.33M 0.11%
4,048
-74
-2% -$25K
TNA icon
117
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$1.33M 0.11%
20,011
+3
+0% +$146
TMO icon
118
Thermo Fisher Scientific
TMO
$222B
$1.32M 0.11%
2,837
+2,078
+274% +$974K
CSX icon
119
CSX Corp
CSX
$92.8B
$1.32M 0.11%
43,641
-21,744
-33% -$625K
EPD icon
120
Enterprise Products Partners
EPD
$82B
$1.3M 0.11%
66,209
+4,447
+7% +$82.8K
CRM icon
121
Salesforce
CRM
$162B
$1.29M 0.11%
5,805
+716
+14% +$174K
FORM icon
122
FormFactor
FORM
$8.79B
$1.27M 0.11%
29,642
-105
-0.4% -$3.79K
ZBRA icon
123
Zebra Technologies
ZBRA
$17.9B
$1.27M 0.11%
3,307
-369
-10% -$124K
ADBE icon
124
Adobe
ADBE
$109B
$1.27M 0.11%
2,535
-489
-16% -$236K
TSCO icon
125
Tractor Supply
TSCO
$18B
$1.26M 0.11%
44,960
+330
+0.7% +$9.24K
3 4
5
6 7

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.