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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
101
Occidental Petroleum
OXY
$55.9B
$1.57M 0.21%
21,518
-42
-0.2% -$3.14K
NFLX icon
102
Netflix
NFLX
$309B
$1.55M 0.21%
157,410
+3,420
+2% +$32.6K
MMM icon
103
3M
MMM
$94.3B
$1.53M 0.2%
10,423
-807
-7% -$120K
LVS icon
104
Las Vegas Sands
LVS
$29.6B
$1.53M 0.2%
26,652
-3,846
-13% -$198K
LMT icon
105
Lockheed Martin
LMT
$136B
$1.52M 0.2%
6,348
+16
+0.3% +$4K
RCL icon
106
Royal Caribbean
RCL
$85.6B
$1.5M 0.2%
20,044
-3,861
-16% -$272K
TRGP icon
107
Targa Resources
TRGP
$55.1B
$1.48M 0.2%
30,225
– –
WHR icon
108
Whirlpool
WHR
$2.82B
$1.48M 0.2%
9,110
+3,166
+53% +$561K
AMAT icon
109
Applied Materials
AMAT
$428B
$1.46M 0.19%
48,308
+33,335
+223% +$930K
PYPL icon
110
PayPal
PYPL
$50.5B
$1.45M 0.19%
35,436
-5,360
-13% -$206K
AGN
111
DELISTED
Allergan plc
AGN
$1.45M 0.19%
6,283
+164
+3% +$40.1K
BKLN icon
112
Invesco Senior Loan ETF
BKLN
$6.74B
$1.42M 0.19%
61,210
– –
GLW icon
113
Corning
GLW
$143B
$1.4M 0.19%
59,157
-5,328
-8% -$119K
SKX
114
DELISTED
Skechers
SKX
$1.39M 0.19%
60,888
+42,288
+227% +$1.08M
YUM icon
115
Yum! Brands
YUM
$41.1B
$1.38M 0.18%
21,195
-5,425
-20% -$346K
NKE icon
116
Nike
NKE
$61.9B
$1.38M 0.18%
26,270
-2,336
-8% -$132K
PHK
117
PIMCO High Income Fund
PHK
$880M
$1.38M 0.18%
138,154
-7,450
-5% -$74K
ECOL
118
DELISTED
US Ecology, Inc.
ECOL
$1.36M 0.18%
30,318
+121
+0.4% +$5.46K
CMI icon
119
Cummins
CMI
$88.7B
$1.36M 0.18%
10,582
+223
+2% +$27.1K
NOC icon
120
Northrop Grumman
NOC
$81.2B
$1.31M 0.17%
6,121
-2,459
-29% -$533K
CAG icon
121
Conagra Brands
CAG
$7.23B
$1.31M 0.17%
35,678
-1,285
-3% -$46.1K
ARCC icon
122
Ares Capital
ARCC
$14.4B
$1.3M 0.17%
83,670
-1,733
-2% -$26.6K
AJG icon
123
Arthur J. Gallagher & Co
AJG
$63.6B
$1.26M 0.17%
24,757
-1,000
-4% -$49.4K
ROST icon
124
Ross Stores
ROST
$81.9B
$1.26M 0.17%
19,558
-2,141
-10% -$132K
ADM icon
125
Archer Daniels Midland
ADM
$36.9B
$1.24M 0.17%
29,354
+2
+0% +$86
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.