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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$890B
$2.25M 0.29%
92,283
-12,027
-12% -$278K
CL icon
77
Colgate-Palmolive
CL
$74.4B
$2.16M 0.27%
29,545
+700
+2% +$49.8K
QCOM icon
78
Qualcomm
QCOM
$176B
$2.15M 0.27%
40,076
+1,174
+3% +$61.9K
RF icon
79
Regions Financial
RF
$26.8B
$2.13M 0.27%
249,730
+1,300
+0.5% +$11.8K
TSN icon
80
Tyson Foods
TSN
$20.4B
$2.11M 0.27%
31,569
-5,214
-14% -$338K
EPD icon
81
Enterprise Products Partners
EPD
$81.7B
$2.09M 0.26%
71,322
-896
-1% -$24.1K
SBUX icon
82
Starbucks
SBUX
$120B
$2.08M 0.26%
36,430
-2,779
-7% -$158K
MCD icon
83
McDonald's
MCD
$195B
$2.07M 0.26%
17,225
-1,189
-6% -$149K
FDX icon
84
FedEx
FDX
$75.4B
$2.01M 0.25%
13,232
-1,610
-11% -$261K
CME icon
85
CME Group
CME
$94.8B
$1.99M 0.25%
20,465
– –
MA icon
86
Mastercard
MA
$493B
$1.95M 0.25%
22,087
+100
+0.5% +$9.55K
WPM icon
87
Wheaton Precious Metals
WPM
$60.9B
$1.93M 0.24%
81,826
+1,333
+2% +$25.7K
NOC icon
88
Northrop Grumman
NOC
$81.2B
$1.91M 0.24%
8,580
+3,629
+73% +$764K
FISV
89
Fiserv Inc
FISV
$27.9B
$1.9M 0.24%
34,884
+20,336
+140% +$1.05M
AAL icon
90
American Airlines Group
AAL
$10.6B
$1.89M 0.24%
66,835
-3,193
-5% -$108K
PSEC icon
91
Prospect Capital
PSEC
$1.17B
$1.88M 0.24%
240,332
+9,738
+4% +$73.3K
PARA
92
DELISTED
Paramount Global Class B
PARA
$1.83M 0.23%
+33,671
New +$1.83M
QQQ icon
93
Invesco QQQ Trust
QQQ
$484B
$1.72M 0.22%
15,970
-84
-0.5% -$9.08K
ACN icon
94
Accenture
ACN
$108B
$1.65M 0.21%
14,597
– –
MMM icon
95
3M
MMM
$94.3B
$1.65M 0.21%
11,230
+6,987
+165% +$985K
DD
96
DELISTED
Du Pont De Nemours E I
DD
$1.64M 0.21%
25,371
+6
+0% +$394
VTI icon
97
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.63M 0.21%
15,212
+618
+4% +$65.5K
OXY icon
98
Occidental Petroleum
OXY
$55.9B
$1.63M 0.21%
21,560
+11,806
+121% +$882K
ACAD icon
99
Acadia Pharmaceuticals
ACAD
$5.03B
$1.62M 0.21%
50,000
-3,000
-6% -$100K
RCL icon
100
Royal Caribbean
RCL
$85.6B
$1.6M 0.2%
23,905
-205
-0.9% -$15.7K
2 3
4
5 6

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.