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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
51
Netflix
NFLX
$309B
$4.57M 0.43%
122,190
-720
-0.6% -$26.1K
TCBK icon
52
TriCo Bancshares
TCBK
$1.83B
$4.17M 0.39%
108,079
– –
JNJ icon
53
Johnson & Johnson
JNJ
$625B
$4.17M 0.39%
30,178
-1,123
-4% -$149K
BRK.A icon
54
Berkshire Hathaway Class A
BRK.A
$1.12T
$4.16M 0.39%
13
-1
-7% -$310K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.13T
$4.12M 0.39%
19,256
+100
+0.5% +$20.5K
DD icon
56
DuPont de Nemours
DD
$19.2B
$3.85M 0.36%
23,613
-36,130
-60% -$6.22M
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.32T
$3.84M 0.36%
64,340
+1,920
+3% +$115K
CME icon
58
CME Group
CME
$94.8B
$3.74M 0.35%
21,980
+500
+2% +$84.2K
BABA icon
59
Alibaba
BABA
$308B
$3.63M 0.34%
22,005
+2,954
+16% +$523K
RSP icon
60
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$3.61M 0.34%
33,806
-32
-0.1% -$3.38K
F icon
61
Ford
F
$55.7B
$3.53M 0.33%
382,043
+14,539
+4% +$145K
AXP icon
62
American Express
AXP
$230B
$3.43M 0.32%
32,195
+625
+2% +$65K
KO icon
63
Coca-Cola
KO
$375B
$3.41M 0.32%
73,880
-892
-1% -$40.8K
ROL icon
64
Rollins
ROL
$18.2B
$3.34M 0.32%
123,926
– –
C icon
65
Citigroup
C
$226B
$3.27M 0.31%
45,630
-320
-0.7% -$22.6K
IBM icon
66
IBM
IBM
$224B
$3.07M 0.29%
21,212
-12,579
-37% -$1.76M
SPY icon
67
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$3.06M 0.29%
10,540
+252
+2% +$71.8K
CELG
68
DELISTED
Celgene Corp
CELG
$2.97M 0.28%
33,237
-885
-3% -$78.2K
ORCL icon
69
Oracle
ORCL
$423B
$2.9M 0.27%
56,351
-1,257
-2% -$61.1K
XBI icon
70
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$2.8M 0.26%
+29,200
New +$2.83M
LLY icon
71
Eli Lilly
LLY
$1.06T
$2.79M 0.26%
26,039
-14,518
-36% -$1.45M
QCOM icon
72
Qualcomm
QCOM
$176B
$2.73M 0.26%
37,832
+1,070
+3% +$70.4K
DIA icon
73
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$2.6M 0.25%
9,831
+867
+10% +$222K
ACN icon
74
Accenture
ACN
$108B
$2.48M 0.23%
14,580
– –
MRK icon
75
Merck
MRK
$318B
$2.48M 0.23%
36,608
-747
-2% -$47.6K
1 2
3
4 5

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.