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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
51
Alibaba
BABA
$308B
$3.59M 0.47%
20,779
+4,419
+27% +$716K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.58M 0.47%
19,539
-100
-0.5% -$17.7K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.33T
$3.56M 0.47%
73,220
-800
-1% -$37.9K
JNJ icon
54
Johnson & Johnson
JNJ
$625B
$3.56M 0.47%
27,354
-331
-1% -$43.9K
NVDA icon
55
NVIDIA
NVDA
$5.42T
$3.52M 0.46%
787,360
+215,240
+38% +$895K
UNH icon
56
UnitedHealth
UNH
$370B
$3.48M 0.46%
17,788
-306
-2% -$59.1K
RSP icon
57
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$3.35M 0.44%
35,093
+17
+0% +$1.59K
WBA
58
DELISTED
Walgreens Boots Alliance
WBA
$3.26M 0.43%
42,193
-737
-2% -$59.1K
V icon
59
Visa
V
$677B
$3.19M 0.42%
30,297
+7,872
+35% +$798K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.32T
$3.13M 0.41%
65,340
-2,040
-3% -$95K
LLY icon
61
Eli Lilly
LLY
$1.06T
$2.95M 0.39%
34,477
+1,527
+5% +$125K
CME icon
62
CME Group
CME
$94.8B
$2.91M 0.38%
21,462
+152
+0.7% +$19.2K
ORCL icon
63
Oracle
ORCL
$423B
$2.89M 0.38%
59,846
+1,164
+2% +$57.9K
MA icon
64
Mastercard
MA
$493B
$2.83M 0.37%
20,042
+86
+0.4% +$11.4K
MS icon
65
Morgan Stanley
MS
$340B
$2.7M 0.36%
56,120
+31,228
+125% +$1.45M
GLW icon
66
Corning
GLW
$143B
$2.57M 0.34%
85,924
+28,265
+49% +$837K
ROL icon
67
Rollins
ROL
$18.2B
$2.54M 0.33%
123,926
-4,050
-3% -$78.2K
MRK icon
68
Merck
MRK
$318B
$2.52M 0.33%
41,260
-638
-2% -$38.7K
AXP icon
69
American Express
AXP
$230B
$2.52M 0.33%
27,850
-455
-2% -$39.1K
GILD icon
70
Gilead Sciences
GILD
$165B
$2.42M 0.32%
29,816
+3,616
+14% +$277K
NFLX icon
71
Netflix
NFLX
$309B
$2.38M 0.31%
131,100
-13,900
-10% -$242K
AMAT icon
72
Applied Materials
AMAT
$428B
$2.34M 0.31%
44,913
-3,643
-8% -$165K
CMI icon
73
Cummins
CMI
$88.7B
$2.29M 0.3%
13,660
+6,187
+83% +$1M
DUK icon
74
Duke Energy
DUK
$97.3B
$2.27M 0.3%
27,023
+559
+2% +$47.9K
MDT icon
75
Medtronic
MDT
$112B
$2.2M 0.29%
28,316
+32
+0.1% +$2.66K
1 2
3
4 5

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MW
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.