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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
651
DELISTED
People's United Financial Inc
PBCT
– –
-21,325
Closed -$413K
SDRL
652
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-101
Closed -$92K
EQM
653
DELISTED
EQM Midstream Partners, LP
EQM
– –
-2,890
Closed -$222K
JCP
654
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-11,800
Closed -$98K
TTP
655
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-8,000
Closed -$690K
APU
656
DELISTED
AmeriGas Partners, L.P.
APU
– –
-9,446
Closed -$453K
GOV
657
DELISTED
Government Properties Income Trust
GOV
– –
-11,810
Closed -$225K
MON
658
DELISTED
Monsanto Co
MON
– –
-9,168
Closed -$965K
STRP
659
DELISTED
Straight Path Communications Inc.
STRP
– –
-10,010
Closed -$339K
HAR
660
DELISTED
Harman International Industries
HAR
– –
-8,396
Closed -$933K
SE
661
DELISTED
Spectra Energy Corp Wi
SE
– –
-26,772
Closed -$1.1M
DRYS
662
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-3
Closed -$89K
PDLI
663
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-10,563
Closed -$22K
SBNY
664
DELISTED
Signature Bank
SBNY
– –
-2,200
Closed -$330K
PEI
665
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-1,813
Closed -$516K
NSU
666
DELISTED
Nevsun Resources Ltd.
NSU
– –
-12,850
Closed -$40K
MEMP
667
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-57,844
Closed -$7K
FDML
668
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-29,000
Closed -$299K
ACAS
669
DELISTED
American Capital Ltd
ACAS
– –
-10,584
Closed -$190K
23 24 25 26
27

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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.