Sheaff Brock Investment Advisors’s Signature Bank SBNY Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio SBNY Stock Details SBNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,200	Closed	-$330K	–	664
2016 Q4	$330K	Sell	2,200 -1,500	-41%	-$205K	0.04%	375
2016 Q3	$438K	Sell	3,700 -200	-5%	-$24.1K	0.06%	287
2016 Q2	$487K	Sell	3,900 -400	-9%	-$53.4K	0.06%	283
2016 Q1	$585K	Sell	4,300 -11,777	-73%	-$1.6M	0.07%	264
2015 Q4	$2.47M	Buy	+16,077	New	+$2.43M	0.28%	84

Other funds holding SBNY

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

Sheaff Brock Investment Advisors's SBNY Position: Q1 2017 in Review

Sheaff Brock Investment Advisors sold out of Signature Bank (SBNY) in Q1 2017, closing a stake of 2,200 shares — an estimated $330K sold.

Sheaff Brock Investment Advisors first reported a position in SBNY in Q4 2015 and held it in 5 quarters. The position peaked at $2.47M in Q4 2015. 382 funds tracked by Wall St. Rank hold SBNY as of Q1 2017.

Sheaff Brock Investment Advisors reported no remaining Signature Bank position as of Q1 2017 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 2,200 Signature Bank shares in Q1 2017, an estimated $330K.
Sheaff Brock Investment Advisors first reported a position in Signature Bank in Q4 2015 and held it in 5 quarters.
Sheaff Brock Investment Advisors's Signature Bank position peaked at $2.47M in Q4 2015.
382 funds tracked by Wall St. Rank held Signature Bank as of Q1 2017.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.