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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
651
Uranium Energy
UEC
$5.64B
– –
-19,800
Closed -$20K
URBN icon
652
Urban Outfitters
URBN
$6.8B
– –
-8,087
Closed -$279K
WB icon
653
Weibo
WB
$1.95B
– –
-5,843
Closed -$293K
WKC icon
654
World Kinect Corp
WKC
$1.89B
– –
-4,415
Closed -$204K
WYNN icon
655
Wynn Resorts
WYNN
$10.5B
– –
-2,074
Closed -$202K
XMPT icon
656
VanEck CEF Muni Income ETF
XMPT
$220M
– –
-7,000
Closed -$201K
SLCA
657
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-6,800
Closed -$317K
BKCC
658
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-17,430
Closed -$144K
APEN
659
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
-2,008
Closed -$36K
ARNA
660
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-1,000
Closed -$18K
DNI
661
DELISTED
Dividend and Income Fund
DNI
– –
-19,100
Closed -$214K
VIAB
662
DELISTED
Viacom Inc. Class B
VIAB
– –
-18,195
Closed -$693K
NWY
663
DELISTED
New York & Co Inc
NWY
– –
-10,000
Closed -$23K
SNI
664
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-12,614
Closed -$801K
RAX
665
DELISTED
Rackspace Hosting Inc
RAX
– –
-28,885
Closed -$915K
MGT
666
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
– –
-18,000
Closed -$36K
BAS
667
DELISTED
Basis Energy Services, Inc.
BAS
– –
-19
Closed -$9K
LXK
668
DELISTED
Lexmark Intl Inc
LXK
– –
-12,652
Closed -$506K
WOOF
669
DELISTED
VCA Inc.
WOOF
– –
-12,878
Closed -$901K
23 24 25 26
27

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.