We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
626
Analog Devices
ADI
$190B
– –
-92,182
Closed -$5.1M
AMCX icon
627
AMC Global Media
AMCX
$489M
– –
-21,020
Closed -$1.57M
AMKR icon
628
Amkor Technology
AMKR
$13.7B
– –
-146,298
Closed -$889K
ANDE icon
629
Andersons Inc
ANDE
$2.22B
– –
-83,800
Closed -$2.65M
AOSL icon
630
Alpha and Omega Semiconductor
AOSL
$1.08B
– –
-91,662
Closed -$842K
AOS icon
631
A.O. Smith
AOS
$8.7B
– –
-44,522
Closed -$1.71M
ARLP icon
632
Alliance Resource Partners
ARLP
$3.17B
– –
-14,412
Closed -$194K
EFOR
633
Everforth Inc
EFOR
$1.32B
– –
-37,856
Closed -$1.7M
ATHE
634
Alterity Therapeutics
ATHE
$80.7M
– –
-173
Closed -$8K
BAX icon
635
Baxter International
BAX
$14.2B
– –
-19,581
Closed -$747K
BB icon
636
BlackBerry
BB
$5.26B
– –
-13,800
Closed -$128K
BBH icon
637
VanEck Biotech ETF
BBH
$422M
– –
-1,900
Closed -$241K
BFH icon
638
Bread Financial
BFH
$4.38B
– –
-5,785
Closed -$1.28M
BXMX
639
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-42,234
Closed -$567K
CAR icon
640
Avis
CAR
$5.02B
– –
-7,500
Closed -$272K
CBRE icon
641
CBRE Group
CBRE
$42.9B
– –
-7,660
Closed -$265K
CRM icon
642
Salesforce
CRM
$158B
– –
-2,818
Closed -$221K
CSIQ icon
643
Canadian Solar
CSIQ
$1.08B
– –
-32,814
Closed -$950K
DSWL icon
644
Deswell Industries
DSWL
$52.1M
– –
-16,000
Closed -$23K
DY icon
645
Dycom Industries
DY
$12.3B
– –
-22,596
Closed -$1.58M
EIM
646
Eaton Vance Municipal Bond Fund
EIM
$499M
– –
-60,240
Closed -$735K
EOD
647
Allspring Global Dividend Opportunity Fund
EOD
$286M
– –
-10,695
Closed -$63K
FFC
648
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
– –
-10,620
Closed -$213K
FTEK icon
649
Fuel Tech
FTEK
$43.7M
– –
-10,000
Closed -$19K
GD icon
650
General Dynamics
GD
$106B
– –
-2,696
Closed -$370K
24 25
26
27 28

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.