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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGH
601
DELISTED
Textainer Group Holdings limited
TGH
– –
-11,276
Closed -$126K
BFX
602
DELISTED
BowFlex Inc.
BFX
– –
-58,574
Closed -$1.04M
PACW
603
DELISTED
PacWest Bancorp
PACW
– –
-120,715
Closed -$4.8M
DCP
604
DELISTED
DCP Midstream, LP
DCP
– –
-6,020
Closed -$208K
CONE
605
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-7,712
Closed -$429K
USCR
606
DELISTED
U S Concrete, Inc.
USCR
– –
-17,904
Closed -$1.09M
ANH
607
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-10,200
Closed -$48K
ZAGG
608
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-145,000
Closed -$761K
FIT
609
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-69,813
Closed -$853K
WPX
610
DELISTED
WPX Energy, Inc.
WPX
– –
-11,164
Closed -$104K
AKS
611
DELISTED
AK Steel Holding Corp
AKS
– –
-12,200
Closed -$57K
APC
612
DELISTED
Anadarko Petroleum
APC
– –
-6,031
Closed -$321K
UPL
613
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-35,965
Closed -$63K
OAKS
614
DELISTED
Five Oaks Investment Corp.
OAKS
– –
-14,900
Closed -$82K
POT
615
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-12,175
Closed -$198K
MBLY
616
DELISTED
Mobileye N.V.
MBLY
– –
-4,600
Closed -$212K
VA
617
DELISTED
Virgin America Inc.
VA
– –
-6,820
Closed -$383K
MRD
618
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-180,681
Closed -$2.87M
NPM
619
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-12,498
Closed -$194K
EMC
620
DELISTED
EMC CORPORATION
EMC
– –
-29,781
Closed -$809K
DWA
621
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-9,563
Closed -$391K
TAL
622
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-49,688
Closed -$666K
BBEP
623
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-25,746
Closed -$2K
SUNE
624
DELISTED
SUNEDISON, INC COM
SUNE
– –
-28,050
Closed -$4K
ORIG
625
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-7
Closed -$170K
22 23 24
25
26

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.