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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRL icon
601
Cracker Barrel
CBRL
$1.29B
– –
-7,821
Closed -$1.19M
CDW icon
602
CDW
CDW
$17B
– –
-33,161
Closed -$1.38M
CIVI
603
DELISTED
Civitas Resources
CIVI
– –
-538
Closed -$95K
CPRI icon
604
Capri Holdings
CPRI
$1.74B
– –
-21,930
Closed -$1.25M
EGBN icon
605
Eagle Bancorp
EGBN
$845M
– –
-8,598
Closed -$413K
EINC icon
606
VanEck Energy Income ETF
EINC
$77.4M
– –
-3,850
Closed -$233K
ETR icon
607
Entergy
ETR
$50B
– –
-5,234
Closed -$207K
EW icon
608
Edwards Lifesciences
EW
$51.7B
– –
-14,760
Closed -$434K
FSM icon
609
Fortuna Silver Mines
FSM
$3.07B
– –
-12,000
Closed -$47K
GIII icon
610
G-III Apparel Group
GIII
$1.5B
– –
-7,443
Closed -$364K
GLD icon
611
SPDR Gold Trust
GLD
$142B
– –
-5,227
Closed -$615K
GPN icon
612
Global Payments
GPN
$22.8B
– –
-3,800
Closed -$248K
GT icon
613
Goodyear
GT
$1.85B
– –
-49,476
Closed -$1.63M
GUT
614
Gabelli Utility Trust
GUT
$559M
– –
-21,035
Closed -$127K
HPQ icon
615
HP
HPQ
$27.5B
– –
-10,759
Closed -$133K
ICE icon
616
Intercontinental Exchange
ICE
$84.4B
– –
-6,540
Closed -$308K
IDCC icon
617
InterDigital
IDCC
$8.89B
– –
-5,700
Closed -$317K
IGD
618
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-16,900
Closed -$120K
LNC icon
619
Lincoln National
LNC
$8.81B
– –
-5,090
Closed -$200K
LRCX icon
620
Lam Research
LRCX
$390B
– –
-117,500
Closed -$971K
MC icon
621
Moelis & Co
MC
$4.94B
– –
-7,400
Closed -$209K
MKTX icon
622
MarketAxess Holdings
MKTX
$5.72B
– –
-3,493
Closed -$436K
NCV
623
Virtus Convertible & Income Fund
NCV
$390M
– –
-2,933
Closed -$65K
NMFC icon
624
New Mountain Finance
NMFC
$732M
– –
-10,145
Closed -$128K
NMZ icon
625
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
– –
-11,212
Closed -$157K
23 24
25
26 27

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.