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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
576
iShares Mortgage Real Estate ETF
REM
$534M
– –
-5,300
Closed -$240K
SLV icon
577
iShares Silver Trust
SLV
$32B
– –
-19,903
Closed -$318K
SPIB icon
578
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-11,639
Closed -$398K
SWK icon
579
Stanley Black & Decker
SWK
$15.5B
– –
-2,994
Closed -$508K
SYF icon
580
Synchrony
SYF
$25.4B
– –
-28,150
Closed -$1.09M
TMP icon
581
Tompkins Financial
TMP
$1.4B
– –
-2,500
Closed -$203K
TROW icon
582
T. Rowe Price
TROW
$24.3B
– –
-13,320
Closed -$1.4M
TSN icon
583
Tyson Foods
TSN
$20.2B
– –
-3,079
Closed -$250K
VNQ icon
584
Vanguard Real Estate ETF
VNQ
$38.5B
– –
-2,530
Closed -$210K
XLP icon
585
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-3,509
Closed -$200K
FLG
586
Flagstar Bank National Association
FLG
$5.83B
– –
-6,423
Closed -$251K
SGI
587
Somnigroup International
SGI
$13.4B
– –
-19,200
Closed -$301K
NS
588
DELISTED
NuStar Energy L.P.
NS
– –
-7,936
Closed -$238K
MDC
589
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-30,673
Closed -$838K
XLNX
590
DELISTED
Xilinx Inc
XLNX
– –
-8,428
Closed -$568K
AGN
591
DELISTED
Allergan plc
AGN
– –
-2,440
Closed -$399K
SXCP
592
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-11,400
Closed -$199K
TFCFA
593
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-37,454
Closed -$1.29M
ECYT
594
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-10,700
Closed -$46K
PX
595
DELISTED
Praxair Inc
PX
– –
-1,385
Closed -$214K
ANDV
596
DELISTED
Andeavor
ANDV
– –
-1,846
Closed -$211K
STB
597
DELISTED
Student Transportation Inc
STB
– –
-11,465
Closed -$70K
PDLI
598
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-16,018
Closed -$44K
20 21 22 23
24

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.