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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
576
Virtus Convertible & Income Fund II
NCZ
$301M
$69K 0.01%
+2,862
New +$68.6K
TA
577
DELISTED
TravelCenters of America LLC
TA
$65K 0.01%
+2,130
New +$71.8K
NDRO
578
DELISTED
Enduro Royalty Trust
NDRO
$60K 0.01%
18,000
– –
SDT
579
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$59K 0.01%
42,000
– –
ANH
580
DELISTED
Anworth Mortgage Asset Corporation
ANH
$57K 0.01%
10,200
– –
PWE
581
DELISTED
Penn West Energy Petroleum Ltd
PWE
$52K 0.01%
30,500
– –
ESNC
582
DELISTED
EnSync Inc
ESNC
$48K 0.01%
78,724
– –
ACHN
583
DELISTED
Achillion Pharmaceuticals
ACHN
$46K 0.01%
11,000
– –
GFI icon
584
Gold Fields
GFI
$36.5B
$42K 0.01%
11,900
– –
FNBC
585
DELISTED
First NBC Bank Holding Company
FNBC
$42K 0.01%
+10,600
New +$51.8K
BXE
586
DELISTED
Bellatrix Exploration Ltd.
BXE
$40K 0.01%
10,192
– –
TNK icon
587
Teekay Tankers
TNK
$2.68B
$39K 0.01%
2,398
+69
+3% +$1.28K
EGI
588
DELISTED
Entre Resources Ltd. Common Shares
EGI
$38K ﹤0.01%
78,500
– –
GPL
589
DELISTED
Great Panther Mining Limited
GPL
$37K ﹤0.01%
2,270
– –
BTG icon
590
B2Gold
BTG
$6.64B
$30K ﹤0.01%
10,534
– –
AUY
591
DELISTED
Yamana Gold, Inc.
AUY
$30K ﹤0.01%
+10,790
New +$32.6K
XRA
592
DELISTED
Exeter Resources Corporation
XRA
$28K ﹤0.01%
16,300
– –
ACGN
593
DELISTED
Aceragen Inc
ACGN
$25K ﹤0.01%
74
– –
HGT
594
DELISTED
Hugoton Royalty Trust
HGT
$25K ﹤0.01%
13,333
– –
NMM icon
595
Navios Maritime Partners
NMM
$2.26B
$24K ﹤0.01%
783
– –
DNN icon
596
Denison Mines
DNN
$2.91B
$23K ﹤0.01%
36,700
– –
ASM
597
Avino Silver & Gold Mines
ASM
$1.2B
$21K ﹤0.01%
12,000
– –
KGJI
598
DELISTED
Kingold Jewelry Inc.
KGJI
$20K ﹤0.01%
2,858
-17
-0.6% -$128
AIV
599
Aimco
AIV
$383M
– –
-143,050
Closed -$866K
AIZ icon
600
Assurant
AIZ
$14.3B
– –
-2,716
Closed -$252K
22 23
24
25 26

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.