SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Return 14.39%
This Quarter Return
+2.82%
1 Year Return
+14.39%
3 Year Return
+57.7%
5 Year Return
+176.28%
10 Year Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$35.6M
Cap. Flow %
-4.52%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

1
TWX
Time Warner Inc
TWX
$5.97M
2
ABBV icon
AbbVie
ABBV
$4.85M
3
UPS icon
United Parcel Service
UPS
$4.81M
4
DG icon
Dollar General
DG
$2.9M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2.87M

Top Sells

1
T icon
AT&T
T
$6.56M
2
ES icon
Eversource Energy
ES
$5.95M
3
MSFT icon
Microsoft
MSFT
$5.57M
4
AAPL icon
Apple
AAPL
$3.63M
5
ALK icon
Alaska Air
ALK
$2.08M

Sector Composition

1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UEC icon
576
Uranium Energy
UEC
$5.01B
$29K ﹤0.01%
32,800
– –
ESNC
577
DELISTED
EnSync Inc
ESNC
$28K ﹤0.01%
75,200
+37,600
+100% +$14K
ARP
578
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
0
– -$31K
BTG icon
579
B2Gold
BTG
$5.34B
$26K ﹤0.01%
10,534
– –
MNKD icon
580
MannKind Corp
MNKD
$1.64B
$24K ﹤0.01%
4,180
+400
+11% +$2.3K
APEN
581
DELISTED
Apollo Endosurgery, Inc.
APEN
$24K ﹤0.01%
2,008
– –
EGI
582
DELISTED
Entre Resources Ltd. Common Shares
EGI
$24K ﹤0.01%
78,500
– –
PLAG icon
583
Planet Green Holdings
PLAG
$12.3M
$21K ﹤0.01%
76
-4
-5% -$1.11K
SB icon
584
Safe Bulkers
SB
$451M
$21K ﹤0.01%
20,000
– –
XRA
585
DELISTED
Exeter Resources Corporation
XRA
$21K ﹤0.01%
16,300
– –
DNN icon
586
Denison Mines
DNN
$2.04B
$20K ﹤0.01%
36,700
– –
NMM icon
587
Navios Maritime Partners
NMM
$1.41B
$18K ﹤0.01%
937
-53
-5% -$1.02K
VNR
588
DELISTED
Vanguard Natural Resources, LLC
VNR
$18K ﹤0.01%
12,900
-1,935
-13% -$2.7K
BAS
589
DELISTED
Basis Energy Services, Inc.
BAS
$17K ﹤0.01%
18
– –
ACGN
590
DELISTED
Aceragen, Inc. Common Stock
ACGN
$15K ﹤0.01%
74
– –
NWY
591
DELISTED
New York & Co Inc
NWY
$15K ﹤0.01%
10,000
– –
VVUS
592
DELISTED
Vivus Inc
VVUS
$12K ﹤0.01%
1,100
– –
LNCO
593
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$11K ﹤0.01%
151,674
+137,874
+999% +$10K
XOMA icon
594
Xoma
XOMA
$428M
$6K ﹤0.01%
550
– –
GNOW
595
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
$5K ﹤0.01%
24,100
– –
SUNE
596
DELISTED
SUNEDISON, INC COM
SUNE
$4K ﹤0.01%
28,050
+6,400
+30% +$913
BBEP
597
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2K ﹤0.01%
25,746
-7,591
-23% -$590
ALK icon
598
Alaska Air
ALK
$7.24B
– –
-25,394
Closed -$2.08M
AMWD icon
599
American Woodmark
AMWD
$968M
– –
-6,199
Closed -$462K
AYI icon
600
Acuity Brands
AYI
$10.4B
– –
-1,700
Closed -$371K
22 23
24
25 26