We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
576
Uranium Energy
UEC
$5.57B
$29K ﹤0.01%
32,800
– –
ESNC
577
DELISTED
EnSync Inc
ESNC
$28K ﹤0.01%
75,200
+37,600
+100% +$11.9K
ARP
578
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
0
– –
BTG icon
579
B2Gold
BTG
$6.64B
$26K ﹤0.01%
10,534
– –
MNKD icon
580
MannKind Corp
MNKD
$1.32B
$24K ﹤0.01%
4,180
+400
+11% +$2.47K
APEN
581
DELISTED
Apollo Endosurgery, Inc.
APEN
$24K ﹤0.01%
2,008
– –
EGI
582
DELISTED
Entre Resources Ltd. Common Shares
EGI
$24K ﹤0.01%
78,500
– –
PLAG icon
583
Planet Green Holdings
PLAG
$8M
$21K ﹤0.01%
76
-4
-5% -$1.16K
SB icon
584
Safe Bulkers
SB
$774M
$21K ﹤0.01%
20,000
– –
XRA
585
DELISTED
Exeter Resources Corporation
XRA
$21K ﹤0.01%
16,300
– –
DNN icon
586
Denison Mines
DNN
$2.91B
$20K ﹤0.01%
36,700
– –
NMM icon
587
Navios Maritime Partners
NMM
$2.26B
$18K ﹤0.01%
937
-53
-5% -$1.14K
VNR
588
DELISTED
Vanguard Natural Resources, LLC
VNR
$18K ﹤0.01%
12,900
-1,935
-13% -$2.93K
BAS
589
DELISTED
Basis Energy Services, Inc.
BAS
$17K ﹤0.01%
18
– –
ACGN
590
DELISTED
Aceragen Inc
ACGN
$15K ﹤0.01%
74
– –
NWY
591
DELISTED
New York & Co Inc
NWY
$15K ﹤0.01%
10,000
– –
VVUS
592
DELISTED
Vivus Inc
VVUS
$12K ﹤0.01%
1,100
– –
LNCO
593
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$11K ﹤0.01%
151,674
+137,874
+999% +$44.9K
XOMA
594
DELISTED
Xoma
XOMA
$6K ﹤0.01%
550
– –
GNOW
595
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
$5K ﹤0.01%
24,100
– –
SUNE
596
DELISTED
SUNEDISON, INC COM
SUNE
$4K ﹤0.01%
28,050
+6,400
+30% +$2.34K
BBEP
597
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2K ﹤0.01%
25,746
-7,591
-23% -$2.54K
ALK icon
598
Alaska Air
ALK
$5.58B
– –
-25,394
Closed -$2.08M
AMWD
599
DELISTED
American Woodmark
AMWD
– –
-6,199
Closed -$462K
AYI icon
600
Acuity Brands
AYI
$10.8B
– –
-1,700
Closed -$371K
22 23
24
25 26

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.