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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNK icon
576
Teekay Tankers
TNK
$2.68B
$64K 0.01%
2,188
-629
-22% -$21.7K
NVAX icon
577
Novavax
NVAX
$1.29B
$61K 0.01%
588
+25
+4% +$2.68K
SDRL
578
DELISTED
Seadrill Limited Common Stock
SDRL
$61K 0.01%
69
+15
+28% +$10.8K
FAX
579
abrdn Asia-Pacific Income Fund
FAX
$598M
$58K 0.01%
+1,947
New +$54K
IAG icon
580
IAMGOLD
IAG
$10.5B
$55K 0.01%
25,008
– –
BSBR icon
581
Santander
BSBR
$43.7B
$51K 0.01%
11,484
– –
AKS
582
DELISTED
AK Steel Holding Corp
AKS
$50K 0.01%
12,200
-3,000
-20% -$8.6K
NDRO
583
DELISTED
Enduro Royalty Trust
NDRO
$49K 0.01%
18,000
+1,000
+6% +$2.66K
ANH
584
DELISTED
Anworth Mortgage Asset Corporation
ANH
$48K 0.01%
10,200
– –
FSM icon
585
Fortuna Silver Mines
FSM
$3.09B
$47K 0.01%
12,000
– –
GFI icon
586
Gold Fields
GFI
$36.2B
$47K 0.01%
+11,900
New +$44.5K
KERX
587
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$47K 0.01%
10,000
– –
LINE
588
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$46K 0.01%
127,767
-10,526
-8% -$8.7K
ERF
589
DELISTED
Enerplus Corporation
ERF
$45K 0.01%
11,425
– –
ECYT
590
DELISTED
Endocyte, Inc. Common Stock
ECYT
$42K 0.01%
13,400
– –
NWY
591
DELISTED
New York & Co Inc
NWY
$40K ﹤0.01%
10,000
– –
BIOL
592
DELISTED
Biolase, Inc.
BIOL
$37K ﹤0.01%
2
– –
AMD icon
593
Advanced Micro Devices
AMD
$778B
$31K ﹤0.01%
11,050
-113,700
-91% -$258K
ARP
594
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
0
– –
MNKD icon
595
MannKind Corp
MNKD
$1.29B
$30K ﹤0.01%
3,780
-25,045
-87% -$143K
ENSV
596
DELISTED
Enservco Corp.
ENSV
$29K ﹤0.01%
3,342
– –
APEN
597
DELISTED
Apollo Endosurgery, Inc.
APEN
$29K ﹤0.01%
2,008
– –
PWE
598
DELISTED
Penn West Energy Petroleum Ltd
PWE
$29K ﹤0.01%
30,999
-14,000
-31% -$11.9K
WPRT
599
Westport Fuel Systems
WPRT
$36.1M
$28K ﹤0.01%
1,062
-143
-12% -$3.01K
BAS
600
DELISTED
Basis Energy Services, Inc.
BAS
$28K ﹤0.01%
18
– –
22 23
24
25 26

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.