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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
551
Citizens Financial Group
CFG
$30.6B
– –
-4,425
Closed -$207K
CHTR icon
552
Charter Communications
CHTR
$18.3B
– –
-288
Closed -$209K
COR icon
553
Cencora
COR
$62B
– –
-2,676
Closed -$319K
CRON
554
Cronos Group
CRON
$1.11B
– –
-10,610
Closed -$60K
DCI icon
555
Donaldson
DCI
$11.2B
– –
-5,038
Closed -$289K
DLTR icon
556
Dollar Tree
DLTR
$24.9B
– –
-3,230
Closed -$310K
DOV icon
557
Dover
DOV
$28.3B
– –
-2,304
Closed -$358K
DT icon
558
Dynatrace
DT
$14.6B
– –
-2,899
Closed -$206K
ETSY icon
559
Etsy
ETSY
$7.38B
– –
-989
Closed -$206K
FELE icon
560
Franklin Electric
FELE
$4.75B
– –
-3,687
Closed -$294K
HST icon
561
Host Hotels & Resorts
HST
$15.5B
– –
-55,600
Closed -$908K
IEP icon
562
Icahn Enterprises
IEP
$5.28B
– –
-6,123
Closed -$306K
IJJ icon
563
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
– –
-2,233
Closed -$230K
ITT icon
564
ITT
ITT
$18.9B
– –
-3,484
Closed -$299K
LECO icon
565
Lincoln Electric
LECO
$15.1B
– –
-3,419
Closed -$440K
LEG icon
566
Leggett & Platt
LEG
$1.29B
– –
-8,864
Closed -$397K
LHX icon
567
L3Harris
LHX
$54B
– –
-917
Closed -$202K
LNC icon
568
Lincoln National
LNC
$8.75B
– –
-9,095
Closed -$626K
MCHP icon
569
Microchip Technology
MCHP
$44.2B
– –
-3,882
Closed -$298K
MRNA icon
570
CALL
Moderna
MRNA
$23.9B
– –
-700
Closed -$269K
MRNA icon
571
PUT
Moderna
MRNA
$23.9B
– –
-1,000
Closed -$385K
MSM icon
572
MSC Industrial Direct
MSM
$6.87B
– –
-3,799
Closed -$304K
PARA
573
DELISTED
Paramount Global Class B
PARA
– –
-5,844
Closed -$230K
PFLT icon
574
PennantPark Floating Rate Capital
PFLT
$734M
– –
-12,730
Closed -$163K
PLTR icon
575
CALL
Palantir
PLTR
$421B
– –
-15,000
Closed -$360K
20 21 22
23
24

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.