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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
551
PUT
NVIDIA
NVDA
$5.31T
– –
-40,000
Closed -$237K
PHT
552
DELISTED
Pioneer High Income Fund
PHT
– –
-18,326
Closed -$170K
PML
553
PIMCO Municipal Income Fund II
PML
$492M
– –
-13,384
Closed -$175K
QQQ icon
554
PUT
Invesco QQQ Trust
QQQ
$480B
– –
-14,100
Closed -$2.42M
SAIA icon
555
Saia
SAIA
$9.5B
– –
-7,100
Closed -$574K
TEVA icon
556
Teva Pharmaceuticals
TEVA
$41.3B
– –
-8,344
Closed -$203K
TOVX icon
557
Theriva Biologics
TOVX
$10.5M
– –
-11
Closed -$24K
TT icon
558
Trane Technologies
TT
$105B
– –
-10,801
Closed -$969K
VUG icon
559
Vanguard Morningstar Growth ETF
VUG
$230B
– –
-8,298
Closed -$207K
WHR icon
560
Whirlpool
WHR
$2.74B
– –
-34,677
Closed -$5.07M
WM icon
561
CALL
Waste Management
WM
$90.3B
– –
-2,500
Closed -$203K
WYNN icon
562
Wynn Resorts
WYNN
$10.5B
– –
-1,204
Closed -$201K
XBI icon
563
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-26,000
Closed -$2.48M
XLV icon
564
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-5,000
Closed -$417K
ICPT
565
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-3,150
Closed -$264K
ACGN
566
DELISTED
Aceragen Inc
ACGN
– –
-74
Closed -$13K
ABMD
567
DELISTED
Abiomed Inc
ABMD
– –
-500
Closed -$205K
CLVS
568
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-4,446
Closed -$202K
SINA
569
DELISTED
Sina Corp
SINA
– –
-2,940
Closed -$249K
USG
570
DELISTED
Usg
USG
– –
-6,450
Closed -$278K
KERX
571
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-11,500
Closed -$43K
AAV
572
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-55,400
Closed -$172K
WPZ
573
DELISTED
Williams Partners L.P.
WPZ
– –
-5,635
Closed -$229K
PDLI
574
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-13,018
Closed -$30K
WLL
575
DELISTED
Whiting Petroleum Corporation
WLL
– –
-1,382
Closed -$5.46M
20 21 22
23
24

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.