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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVUS
551
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
+1,000
New +$4.62K
AEIS icon
552
Advanced Energy
AEIS
$12.6B
– –
-11,465
Closed -$774K
ALKS icon
553
Alkermes
ALKS
$8.29B
– –
-4,800
Closed -$263K
ARI
554
Apollo Commercial Real Estate
ARI
$871M
– –
-10,121
Closed -$187K
BFK
555
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-29,156
Closed -$411K
BGC icon
556
BGC Group
BGC
$4.86B
– –
-91,947
Closed -$893K
BHC icon
557
Bausch Health
BHC
$2.37B
– –
-9,634
Closed -$200K
BIP icon
558
Brookfield Infrastructure Partners
BIP
$17.5B
– –
-7,962
Closed -$212K
BIV icon
559
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-2,435
Closed -$204K
BND icon
560
Vanguard Total Bond Market
BND
$161B
– –
-5,659
Closed -$462K
BSV icon
561
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-4,506
Closed -$356K
BTI icon
562
British American Tobacco
BTI
$123B
– –
-4,518
Closed -$303K
DG icon
563
Dollar General
DG
$27B
– –
-6,740
Closed -$627K
EPR icon
564
EPR Properties
EPR
$4.63B
– –
-3,738
Closed -$245K
FBIN icon
565
Fortune Brands Innovations
FBIN
$5.73B
– –
-3,896
Closed -$228K
HCA icon
566
HCA Healthcare
HCA
$89.6B
– –
-4,335
Closed -$381K
HIG icon
567
Hartford Financial Services
HIG
$38.7B
– –
-3,550
Closed -$200K
HWM icon
568
Howmet Aerospace
HWM
$113B
– –
-10,903
Closed -$228K
HXL icon
569
Hexcel
HXL
$7.63B
– –
-8,900
Closed -$550K
KDP icon
570
Keurig Dr Pepper
KDP
$39.9B
– –
-58,063
Closed -$5.64M
KR icon
571
Kroger
KR
$34.6B
– –
-7,911
Closed -$217K
LEA icon
572
Lear
LEA
$8.05B
– –
-4,187
Closed -$740K
NFG icon
573
National Fuel Gas
NFG
$7.78B
– –
-3,700
Closed -$203K
OLED icon
574
Universal Display
OLED
$4.16B
– –
-1,300
Closed -$224K
PAA icon
575
Plains All American Pipeline
PAA
$16.4B
– –
-12,645
Closed -$261K
20 21 22
23
24

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.