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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
551
DELISTED
Achillion Pharmaceuticals
ACHN
$55K 0.01%
12,300
+2,300
+23% +$10.2K
SDT
552
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$55K 0.01%
42,000
– –
PDLI
553
DELISTED
PDL BioPharma, Inc.
PDLI
$54K 0.01%
16,018
+3,000
+23% +$8.34K
WFT
554
DELISTED
Weatherford International plc
WFT
$53K 0.01%
11,555
– –
TA
555
DELISTED
TravelCenters of America LLC
TA
$43K 0.01%
+2,030
New +$38.4K
ESNC
556
DELISTED
EnSync Inc
ESNC
$41K 0.01%
78,724
– –
SXE
557
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
0
– –
AUY
558
DELISTED
Yamana Gold, Inc.
AUY
$35K ﹤0.01%
13,290
+2,500
+23% +$6.65K
KGJI
559
DELISTED
Kingold Jewelry Inc.
KGJI
$35K ﹤0.01%
2,825
– –
BXE
560
DELISTED
Bellatrix Exploration Ltd.
BXE
$30K ﹤0.01%
+10,642
New +$26.9K
OBE
561
Obsidian Energy
OBE
$662M
$28K ﹤0.01%
3,743
-400
-10% -$2.96K
HGT
562
DELISTED
Hugoton Royalty Trust
HGT
$25K ﹤0.01%
13,333
– –
NMM icon
563
Navios Maritime Partners
NMM
$2.26B
$24K ﹤0.01%
783
– –
TNK icon
564
Teekay Tankers
TNK
$2.68B
$23K ﹤0.01%
1,773
– –
ACGN
565
DELISTED
Aceragen Inc
ACGN
$22K ﹤0.01%
74
– –
DNN icon
566
Denison Mines
DNN
$2.91B
$17K ﹤0.01%
36,700
– –
PLG
567
Platinum Group Metals
PLG
$193M
$4K ﹤0.01%
1,000
– –
ADI icon
568
Analog Devices
ADI
$190B
– –
-12,610
Closed -$981K
ADTN icon
569
Adtran
ADTN
$616M
– –
-140,001
Closed -$2.89M
AMP icon
570
Ameriprise Financial
AMP
$48.8B
– –
-4,997
Closed -$636K
ASM
571
Avino Silver & Gold Mines
ASM
$1.2B
– –
-12,000
Closed -$19K
AXON
572
Axon Enterprise
AXON
$46.4B
– –
-12,616
Closed -$317K
BB icon
573
BlackBerry
BB
$5.26B
– –
-24,293
Closed -$243K
BC icon
574
Brunswick
BC
$5.28B
– –
-14,286
Closed -$896K
BHC icon
575
Bausch Health
BHC
$2.34B
– –
-11,434
Closed -$198K
21 22
23
24 25

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.