We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
551
AllianceBernstein Global High Income Fund
AWF
$872M
$134K 0.02%
+10,676
New +$131K
OXSQ icon
552
Oxford Square Capital
OXSQ
$157M
$134K 0.02%
20,210
-3,050
-13% -$18.9K
NFJ
553
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$132K 0.02%
10,441
-700
-6% -$8.76K
GRX
554
Gabelli Healthcare & Wellness Trust
GRX
$146M
$130K 0.02%
+13,799
New +$134K
PNNT
555
Pennant Park Investment Corp
PNNT
$241M
$129K 0.02%
16,800
-200
-1% -$1.52K
IAU icon
556
iShares Gold Trust
IAU
$64.4B
$128K 0.02%
5,775
+225
+4% +$5.28K
PIM
557
Franklin Master Intermediate Income Trust
PIM
$151M
$128K 0.02%
27,772
+2,000
+8% +$8.86K
ALJ
558
DELISTED
Alon USA Energy Inc
ALJ
$127K 0.02%
11,167
+950
+9% +$8.91K
PSLV icon
559
Sprott Physical Silver Trust
PSLV
$13.2B
$125K 0.02%
20,499
-3,400
-14% -$22.3K
CVRR
560
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
NG icon
561
NovaGold Resources
NG
$3.33B
$122K 0.02%
26,800
+1,800
+7% +$8.13K
ORC
562
Orchid Island Capital
ORC
$1.31B
$121K 0.02%
2,239
– –
CHI
563
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$117K 0.01%
+11,601
New +$115K
VER
564
DELISTED
VEREIT, Inc.
VER
$117K 0.01%
2,773
+560
+25% +$24.8K
ETJ
565
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$112K 0.01%
12,506
+906
+8% +$8.21K
CLF icon
566
Cleveland-Cliffs
CLF
$6.99B
$108K 0.01%
+12,860
New +$96.8K
FAX
567
abrdn Asia-Pacific Income Fund
FAX
$600M
$105K 0.01%
3,793
+1,766
+87% +$51.3K
SHLD
568
DELISTED
Sears Holding Corporation
SHLD
$102K 0.01%
+11,000
New +$125K
ERF
569
DELISTED
Enerplus Corporation
ERF
$99K 0.01%
10,480
-50
-0.5% -$396
JCP
570
DELISTED
J.C. Penney Company, Inc.
JCP
$98K 0.01%
11,800
-100
-0.8% -$903
HYB
571
DELISTED
New America High Income Fund, Inc.
HYB
$96K 0.01%
+10,380
New +$93.6K
GPM
572
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$93K 0.01%
11,650
– –
SDRL
573
DELISTED
Seadrill Limited Common Stock
SDRL
$92K 0.01%
101
+16
+19% +$11.7K
TRQ
574
DELISTED
Turquoise Hill Resources Ltd
TRQ
$91K 0.01%
2,808
– –
BCIC
575
BCP Investment Corp
BCIC
$92.9M
$90K 0.01%
2,259
-2,489
-52% -$103K
21 22
23
24 25

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.