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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBCI
551
DELISTED
Ocean Bio-Chem Inc
OBCI
$86K 0.01%
35,500
– –
NVAX icon
552
Novavax
NVAX
$1.31B
$85K 0.01%
588
– –
OAKS
553
DELISTED
Five Oaks Investment Corp.
OAKS
$82K 0.01%
14,900
– –
FAX
554
abrdn Asia-Pacific Income Fund
FAX
$600M
$76K 0.01%
2,513
+566
+29% +$16.9K
JVA icon
555
Coffee Holding Co
JVA
$20M
$73K 0.01%
+12,950
New +$55.4K
BGY icon
556
BlackRock Enhanced International Dividend Trust
BGY
$529M
$71K 0.01%
12,298
– –
ERF
557
DELISTED
Enerplus Corporation
ERF
$69K 0.01%
10,530
-895
-8% -$4.81K
MGT
558
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
$69K 0.01%
18,000
-5,900
-25% -$10K
CCEC
559
Capital Clean Energy Carriers
CCEC
$1.35B
$68K 0.01%
3,246
+321
+11% +$6.73K
NDRO
560
DELISTED
Enduro Royalty Trust
NDRO
$67K 0.01%
18,000
– –
TCRT icon
561
Alaunos Therapeutics
TCRT
$4.86M
$66K 0.01%
80
-7
-8% -$7.62K
KERX
562
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$66K 0.01%
10,000
– –
WFT
563
DELISTED
Weatherford International plc
WFT
$64K 0.01%
11,555
+1,400
+14% +$9.13K
BSBR icon
564
Santander
BSBR
$43.5B
$63K 0.01%
11,484
– –
UPL
565
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$63K 0.01%
35,965
– –
GFI icon
566
Gold Fields
GFI
$36.5B
$58K 0.01%
11,900
– –
SDRL
567
DELISTED
Seadrill Limited Common Stock
SDRL
$57K 0.01%
66
-3
-4% -$2.85K
AKS
568
DELISTED
AK Steel Holding Corp
AKS
$57K 0.01%
12,200
– –
CLMT icon
569
Calumet Specialty Products
CLMT
$3.44B
$56K 0.01%
11,517
-15,333
-57% -$86.9K
ANH
570
DELISTED
Anworth Mortgage Asset Corporation
ANH
$48K 0.01%
10,200
– –
PWE
571
DELISTED
Penn West Energy Petroleum Ltd
PWE
$42K 0.01%
30,499
-500
-2% -$498
TNK icon
572
Teekay Tankers
TNK
$2.68B
$38K ﹤0.01%
1,575
-613
-28% -$17.5K
KGJI
573
DELISTED
Kingold Jewelry Inc.
KGJI
$34K ﹤0.01%
3,175
-83
-3% -$753
BIOL
574
DELISTED
Biolase, Inc.
BIOL
$33K ﹤0.01%
2
– –
HGT
575
DELISTED
Hugoton Royalty Trust
HGT
$31K ﹤0.01%
13,333
– –
21 22
23
24 25

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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.