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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
-$57.2M
Cap. Flow
+$15.6M
Cap. Flow %
1.09%
Top 10 Hldgs %
46.29%
Holding
581
New
38
Increased
229
Reduced
146
Closed
45

Top Buys

Rank Stock Value
1
IPDP
Dividend Performers ETF
IPDP
+$15.1M
2
MRK icon
Merck
MRK
+$10.2M
3
IPPP
Preferred-Plus ETF
IPPP
+$9.28M
4
ORCL icon
Oracle
ORCL
+$6.07M
5
MSFT icon
Microsoft
MSFT
+$3.53M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.38M
2
MMM icon
3M
MMM
+$4.48M
3
MDT icon
Medtronic
MDT
+$4.33M
4
IBM icon
IBM
IBM
+$4.12M
5
DOW icon
Dow Inc
DOW
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 26.07%
2 Financials 8.76%
3 Consumer Discretionary 7.39%
4 Healthcare 7.15%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMM icon
526
Nuveen Multi-Market Income Fund
JMM
$55.2M
$65K ﹤0.01%
10,000
– –
CIF
527
DELISTED
MFS Intermediate High Income Fund
CIF
$64K ﹤0.01%
26,525
+2,265
+9% +$5.43K
CXE
528
DELISTED
MFS High Income Municipal Trust
CXE
$57K ﹤0.01%
13,000
– –
RSX
529
DELISTED
VanEck Russia ETF
RSX
$57K ﹤0.01%
+10,000
New +$169K
ORC
530
Orchid Island Capital
ORC
$1.31B
$52K ﹤0.01%
3,204
+911
+40% +$17.2K
CDZI icon
531
Cadiz
CDZI
$299M
$41K ﹤0.01%
20,000
+8,000
+67% +$20.2K
AAIC
532
DELISTED
Arlington Asset Investment Corp.
AAIC
$39K ﹤0.01%
11,445
– –
SPPI
533
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$30K ﹤0.01%
23,200
+6,000
+35% +$5.53K
AMPE
534
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$27K ﹤0.01%
190
– –
DHY
535
Credit Suisse High Yield Credit Fund
DHY
$242M
$26K ﹤0.01%
12,000
– –
OGI
536
Organigram Holdings
OGI
$173M
$17K ﹤0.01%
2,554
-500
-16% -$3.08K
AMD icon
537
PUT
Advanced Micro Devices
AMD
$774B
– –
-2,500
Closed -$360K
AMP icon
538
Ameriprise Financial
AMP
$49.7B
– –
-675
Closed -$204K
BMO icon
539
Bank of Montreal
BMO
$127B
– –
-2,107
Closed -$227K
BNTX icon
540
BioNTech
BNTX
$23.3B
– –
-1,129
Closed -$291K
CGC
541
Canopy Growth
CGC
$422M
– –
-2,208
Closed -$192K
CINF icon
542
Cincinnati Financial
CINF
$26.6B
– –
-8,700
Closed -$991K
CMG icon
543
Chipotle Mexican Grill
CMG
$40.5B
– –
-6,700
Closed -$235K
DIG icon
544
ProShares Ultra Energy
DIG
$82.9M
– –
-20,000
Closed -$383K
DIS icon
545
CALL
Walt Disney
DIS
$179B
– –
-2,500
Closed -$387K
DVAX
546
DELISTED
Dynavax Technologies
DVAX
– –
-10,750
Closed -$151K
EPAM icon
547
EPAM Systems
EPAM
$5.15B
– –
-406
Closed -$271K
EXC icon
548
Exelon
EXC
$46.2B
– –
-5,326
Closed -$219K
FE icon
549
FirstEnergy
FE
$27.1B
– –
-5,494
Closed -$228K
FFC
550
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
– –
-14,425
Closed -$313K
20 21
22
23 24

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Sheaff Brock Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Sheaff Brock Investment Advisors held 581 positions worth $1.44B, down 3.8% from $1.49B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2022 filing shows 38 new, 229 increased, 146 reduced and 45 closed positions. Its largest new stake was Dividend Performers ETF: 936,751 shares worth $15.7M. The largest sale was Apple, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 27% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q1 2022 buy was Dividend Performers ETF: 936,751 shares worth $15.7M.
  • Sheaff Brock Investment Advisors added most to Merck in Q1 2022, an estimated $10.2M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2022 reduction was Apple, cutting an estimated $5.38M.
  • Sheaff Brock Investment Advisors fully exited Ziff Davis in Q1 2022, selling an estimated $1.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 46% of its $1.44B portfolio in Q1 2022.
  • Sheaff Brock Investment Advisors opened 38 new positions and closed 45 in Q1 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.8% quarter-over-quarter to $1.44B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2022, filed 6 May 2022.