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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALJ
526
DELISTED
Alon USA Energy Inc
ALJ
$82K 0.01%
+10,217
New +$75.8K
ESNC
527
DELISTED
EnSync Inc
ESNC
$74K 0.01%
75,200
– –
TCRT icon
528
Alaunos Therapeutics
TCRT
$4.79M
$67K 0.01%
80
– –
ERF
529
DELISTED
Enerplus Corporation
ERF
$67K 0.01%
10,530
– –
WFT
530
DELISTED
Weatherford International plc
WFT
$65K 0.01%
11,555
– –
NDRO
531
DELISTED
Enduro Royalty Trust
NDRO
$64K 0.01%
18,000
– –
FAX
532
abrdn Asia-Pacific Income Fund
FAX
$599M
$62K 0.01%
2,027
-486
-19% -$15.1K
SDT
533
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$59K 0.01%
42,000
– –
GFI icon
534
Gold Fields
GFI
$36.2B
$58K 0.01%
11,900
– –
PWE
535
DELISTED
Penn West Energy Petroleum Ltd
PWE
$55K 0.01%
30,499
– –
SDRL
536
DELISTED
Seadrill Limited Common Stock
SDRL
$54K 0.01%
85
+19
+29% +$13.6K
KERX
537
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$53K 0.01%
10,000
– –
KGJI
538
DELISTED
Kingold Jewelry Inc.
KGJI
$43K 0.01%
3,175
– –
APEN
539
DELISTED
Apollo Endosurgery, Inc.
APEN
$36K ﹤0.01%
2,008
– –
MGT
540
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
$36K ﹤0.01%
18,000
– –
TNK icon
541
Teekay Tankers
TNK
$2.67B
$32K ﹤0.01%
1,575
– –
HGT
542
DELISTED
Hugoton Royalty Trust
HGT
$32K ﹤0.01%
13,333
– –
BXE
543
DELISTED
Bellatrix Exploration Ltd.
BXE
$32K ﹤0.01%
+7,392
New +$32.5K
GPL
544
DELISTED
Great Panther Mining Limited
GPL
$31K ﹤0.01%
+2,270
New +$31.7K
BTG icon
545
B2Gold
BTG
$6.75B
$28K ﹤0.01%
10,534
– –
SB icon
546
Safe Bulkers
SB
$771M
$28K ﹤0.01%
20,000
– –
ACGN
547
DELISTED
Aceragen Inc
ACGN
$26K ﹤0.01%
74
– –
CRMD icon
548
CorMedix
CRMD
$580M
$25K ﹤0.01%
+2,000
New +$18.7K
NWY
549
DELISTED
New York & Co Inc
NWY
$23K ﹤0.01%
10,000
– –
EGI
550
DELISTED
Entre Resources Ltd. Common Shares
EGI
$21K ﹤0.01%
78,500
– –
20 21
22
23 24

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.