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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
501
CALL
Energy Transfer Partners
ET
$71.6B
$23.7K ﹤0.01%
+2,000
New +$24K
NOK icon
502
CALL
Nokia
NOK
$52.9B
$20.9K ﹤0.01%
+4,500
New +$20.8K
SPPI
503
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$16.7K ﹤0.01%
45,200
+8,000
+22% +$3.37K
GLW icon
504
CALL
Corning
GLW
$137B
$16K ﹤0.01%
+500
New +$16.2K
SRTS icon
505
CALL
Sensus Healthcare
SRTS
$51.5M
$14.8K ﹤0.01%
+2,000
New +$18K
GOOGL icon
506
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$8.82K ﹤0.01%
+100
New +$9.5K
BACK
507
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$3.79K ﹤0.01%
634
– –
SPPI
508
CALL
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2.95K ﹤0.01%
+8,000
New +$3.37K
AAL icon
509
American Airlines Group
AAL
$10.1B
– –
-10,699
Closed -$129K
AKBA icon
510
CALL
Akebia Therapeutics
AKBA
$240M
– –
0
– -$4K
ALB icon
511
Albemarle
ALB
$15.3B
– –
-850
Closed -$225K
AVTR icon
512
Avantor
AVTR
$9.31B
– –
-40,734
Closed -$798K
BITO icon
513
ProShares Bitcoin Strategy ETF
BITO
$1.43B
– –
-10,000
Closed -$120K
BXMX
514
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-19,396
Closed -$230K
CII icon
515
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
– –
-10,926
Closed -$180K
DSU icon
516
BlackRock Debt Strategies Fund
DSU
$600M
– –
-17,784
Closed -$159K
ENTG icon
517
Entegris
ENTG
$22.9B
– –
-14,629
Closed -$1.22M
ERC
518
Allspring Multi-Sector Income Fund
ERC
$261M
– –
-10,350
Closed -$89K
FDIS icon
519
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-4,000
Closed -$243K
GM icon
520
General Motors
GM
$78.2B
– –
-6,359
Closed -$204K
GNRC icon
521
Generac Holdings
GNRC
$12.7B
– –
-1,213
Closed -$216K
ITOT icon
522
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
– –
-2,729
Closed -$217K
KMX icon
523
CarMax
KMX
$8.28B
– –
-3,205
Closed -$212K
LIT icon
524
Global X Lithium & Battery Tech ETF
LIT
$1.59B
– –
-3,210
Closed -$212K
META icon
525
PUT
Meta Platforms (Facebook)
META
$1.53T
– –
0
– -$204K
18 19 20
21
22

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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.