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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
501
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
– –
-15,263
Closed -$470K
ORAN
502
DELISTED
Orange
ORAN
– –
-13,000
Closed -$190K
SPLK
503
DELISTED
Splunk Inc
SPLK
– –
-1,550
Closed -$232K
PACW
504
DELISTED
PacWest Bancorp
PACW
– –
-9,733
Closed -$372K
PCI
505
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-8,213
Closed -$207K
ANH
506
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-11,780
Closed -$41K
CFRX
507
DELISTED
ContraFect Corporation
CFRX
– –
-56
Closed -$28K
LPT
508
DELISTED
Liberty Property Trust
LPT
– –
-12,656
Closed -$760K
SRCI
509
DELISTED
SRC Energy Inc
SRCI
– –
-35,992
Closed -$148K
17 18 19 20
21

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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.