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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
501
CALL
Visa
V
$677B
– –
-2,000
Closed -$347K
XBI icon
502
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-2,587
Closed -$227K
XLI icon
503
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
– –
-3,662
Closed -$284K
XLV icon
504
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
– –
-2,303
Closed -$213K
BERY
505
DELISTED
Berry Global Group, Inc.
BERY
– –
-17,828
Closed -$861K
HEXO
506
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-196
Closed -$59K
WORK
507
DELISTED
Slack Technologies, Inc.
WORK
– –
-8,700
Closed -$326K
UWT
508
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
– –
-10,000
Closed -$147K
AKS
509
DELISTED
AK Steel Holding Corp
AKS
– –
-16,400
Closed -$39K
CRZO
510
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-10,150
Closed -$102K
DF
511
DELISTED
Dean Foods Company
DF
– –
-20,000
Closed -$18K
BPL
512
DELISTED
Buckeye Partners, L.P.
BPL
– –
-5,617
Closed -$231K
AABA
513
DELISTED
Altaba Inc
AABA
– –
-3,317
Closed -$230K
ATVI
514
DELISTED
Activision Blizzard
ATVI
– –
-5,643
Closed -$266K
CMO
515
DELISTED
Capstead Mortgage Corp.
CMO
– –
-11,302
Closed -$94K
TAT
516
DELISTED
TransAtlantic Petroleum LTD.
TAT
– –
-11,250
Closed -$8K
TSS
517
DELISTED
Total System Services, Inc.
TSS
– –
-9,195
Closed -$1.18M
17 18 19 20
21

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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.