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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
501
iQIYI
IQ
$1.34B
– –
-9,250
Closed -$250K
IWF icon
502
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-5,736
Closed -$224K
IWO icon
503
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-951
Closed -$205K
KMX icon
504
CarMax
KMX
$8.42B
– –
-3,095
Closed -$231K
MFIC icon
505
MidCap Financial Investment
MFIC
$792M
– –
-8,156
Closed -$133K
MKC icon
506
McCormick & Company Non-Voting
MKC
$14.2B
– –
-5,110
Closed -$337K
MMM icon
507
CALL
3M
MMM
$93.8B
– –
-1,196
Closed -$211K
NG icon
508
NovaGold Resources
NG
$3.37B
– –
-26,300
Closed -$98K
OC icon
509
Owens Corning
OC
$12.2B
– –
-12,800
Closed -$695K
OLED icon
510
Universal Display
OLED
$4.15B
– –
-1,700
Closed -$200K
OPK icon
511
Opko Health
OPK
$1.03B
– –
-11,895
Closed -$41K
PFBC icon
512
Preferred Bank
PFBC
$1.24B
– –
-4,000
Closed -$234K
PHM icon
513
Pultegroup
PHM
$24.7B
– –
-19,816
Closed -$491K
PNNT
514
Pennant Park Investment Corp
PNNT
$242M
– –
-11,050
Closed -$82K
QQQ icon
515
CALL
Invesco QQQ Trust
QQQ
$480B
– –
-8,100
Closed -$1.5M
RA
516
Brookfield Real Assets Income Fund
RA
$706M
– –
-9,189
Closed -$212K
RCL icon
517
Royal Caribbean
RCL
$82.5B
– –
-1,643
Closed -$213K
REM icon
518
iShares Mortgage Real Estate ETF
REM
$535M
– –
-5,999
Closed -$261K
ROKU icon
519
Roku
ROKU
$22.6B
– –
-4,715
Closed -$344K
RRC icon
520
Range Resources
RRC
$9.43B
– –
-18,200
Closed -$309K
SCCO icon
521
Southern Copper
SCCO
$168B
– –
-5,216
Closed -$209K
SJT
522
San Juan Basin Royalty Trust
SJT
$122M
– –
-16,300
Closed -$81K
SPY icon
523
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-597,200
Closed -$174M
SPY icon
524
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-290,000
Closed -$84.3M
STLD icon
525
Steel Dynamics
STLD
$38.4B
– –
-6,545
Closed -$296K
19 20
21
22 23

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.