We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGII icon
501
Digi International
DGII
$3.14B
$139K 0.01%
13,500
– –
BKD icon
502
Brookdale Senior Living
BKD
$3.27B
$138K 0.01%
20,500
– –
GE icon
503
CALL
GE Aerospace
GE
$380B
$135K 0.01%
+2,087
New +$155K
RQI icon
504
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$134K 0.01%
11,336
+110
+1% +$1.27K
GME icon
505
GameStop
GME
$8.43B
$133K 0.01%
42,000
-12,000
-22% -$49K
MFIC icon
506
MidCap Financial Investment
MFIC
$797M
$133K 0.01%
8,489
– –
SJT
507
San Juan Basin Royalty Trust
SJT
$121M
$130K 0.01%
16,500
+200
+1% +$1.78K
BOE icon
508
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$125K 0.01%
10,834
-15,096
-58% -$185K
JPS
509
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$122K 0.01%
12,460
– –
MFIN icon
510
Medallion Financial
MFIN
$249M
$119K 0.01%
25,600
– –
CHK
511
DELISTED
Chesapeake Energy Corporation
CHK
$118K 0.01%
195
-2
-1% -$1.34K
SRC
512
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$117K 0.01%
3,367
– –
NOK icon
513
Nokia
NOK
$51B
$115K 0.01%
20,960
-243
-1% -$1.31K
NG icon
514
NovaGold Resources
NG
$3.35B
$114K 0.01%
26,300
– –
GPM
515
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$114K 0.01%
13,651
– –
BBDC icon
516
Barings BDC
BBDC
$980M
$112K 0.01%
10,105
– –
HDSN
517
Hudson Technologies
HDSN
$240M
$106K 0.01%
21,500
+1,000
+5% +$5.89K
BWP
518
DELISTED
Boardwalk Pipeline Partners
BWP
$102K 0.01%
10,072
+52
+0.5% +$617
GGN
519
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$100K 0.01%
+20,350
New +$105K
OCSL icon
520
Oaktree Specialty Lending
OCSL
$1.12B
$98K 0.01%
7,751
– –
NCV
521
Virtus Convertible & Income Fund
NCV
$391M
$90K 0.01%
3,357
-124
-4% -$3.45K
TRQ
522
DELISTED
Turquoise Hill Resources Ltd
TRQ
$86K 0.01%
2,808
– –
JVA icon
523
Coffee Holding Co
JVA
$19.9M
$81K 0.01%
18,700
– –
ORC
524
Orchid Island Capital
ORC
$1.3B
$80K 0.01%
2,173
-400
-16% -$15.4K
PGH
525
DELISTED
Pengrowth Energy Corporation
PGH
$79K 0.01%
123,933
– –
19 20
21
22 23

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.