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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGH
501
DELISTED
Pengrowth Energy Corporation
PGH
$98K 0.01%
123,933
-10,400
-8% -$9.66K
BBDC icon
502
Barings BDC
BBDC
$965M
$96K 0.01%
10,105
-3,269
-24% -$35.8K
TRQ
503
DELISTED
Turquoise Hill Resources Ltd
TRQ
$96K 0.01%
2,808
– –
MFIN icon
504
Medallion Financial
MFIN
$250M
$90K 0.01%
25,600
– –
PNNT
505
Pennant Park Investment Corp
PNNT
$241M
$90K 0.01%
13,050
-500
-4% -$3.7K
FAX
506
abrdn Asia-Pacific Income Fund
FAX
$600M
$87K 0.01%
2,962
-566
-16% -$16.9K
JVA icon
507
Coffee Holding Co
JVA
$20M
$80K 0.01%
18,700
– –
AKS
508
DELISTED
AK Steel Holding Corp
AKS
$78K 0.01%
13,800
– –
CCEC
509
Capital Clean Energy Carriers
CCEC
$1.35B
$75K 0.01%
3,175
– –
STB
510
DELISTED
Student Transportation Inc
STB
$70K 0.01%
+11,465
New +$67.8K
OPK icon
511
Opko Health
OPK
$1.02B
$68K 0.01%
+13,845
New +$80.3K
OXSQ icon
512
Oxford Square Capital
OXSQ
$157M
$67K 0.01%
11,600
-7,810
-40% -$48.7K
ANH
513
DELISTED
Anworth Mortgage Asset Corporation
ANH
$55K 0.01%
10,200
– –
KERX
514
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$53K 0.01%
11,500
– –
TOVX icon
515
Theriva Biologics
TOVX
$10.1M
$51K 0.01%
11
-5
-31% -$31.2K
TCRT icon
516
Alaunos Therapeutics
TCRT
$4.86M
$50K 0.01%
80
– –
WFT
517
DELISTED
Weatherford International plc
WFT
$48K 0.01%
11,400
-155
-1% -$572
ECYT
518
DELISTED
Endocyte, Inc. Common Stock
ECYT
$46K 0.01%
+10,700
New +$51K
NAT icon
519
Nordic American Tanker
NAT
$1.37B
$45K 0.01%
18,107
-4,000
-18% -$16.5K
OBE
520
Obsidian Energy
OBE
$662M
$44K 0.01%
5,029
+1,286
+34% +$10.4K
PDLI
521
DELISTED
PDL BioPharma, Inc.
PDLI
$44K 0.01%
16,018
– –
FWP
522
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$37K ﹤0.01%
+1,429
New +$50K
SDT
523
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$35K ﹤0.01%
42,000
– –
ESNC
524
DELISTED
EnSync Inc
ESNC
$31K ﹤0.01%
78,724
– –
NMM icon
525
Navios Maritime Partners
NMM
$2.26B
$28K ﹤0.01%
783
– –
19 20
21
22 23

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MW
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.