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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
501
Vanguard Morningstar Growth ETF
VUG
$230B
$205K 0.03%
+10,086
New +$199K
USG
502
DELISTED
Usg
USG
$205K 0.03%
+6,450
New +$205K
BWP
503
DELISTED
Boardwalk Pipeline Partners
BWP
$205K 0.03%
11,210
+31
+0.3% +$565
BIV icon
504
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$204K 0.03%
2,435
-116
-5% -$9.66K
UBT icon
505
ProShares Ultra 20+ Year Treasury
UBT
$58.6M
$204K 0.03%
+5,446
New +$202K
FBIN icon
506
Fortune Brands Innovations
FBIN
$6.06B
$203K 0.03%
+3,896
New +$191K
FLOT icon
507
iShares Floating Rate Bond ETF
FLOT
$10.5B
$203K 0.03%
4,000
– –
VGT icon
508
Vanguard Information Technology ETF
VGT
$149B
$203K 0.03%
12,000
-1,912
-14% -$31.2K
ITA icon
509
iShares US Aerospace & Defense ETF
ITA
$15B
$202K 0.03%
+2,710
New +$199K
PAAS icon
510
Pan American Silver
PAAS
$21.6B
$202K 0.03%
11,516
– –
TRGP icon
511
Targa Resources
TRGP
$55.1B
$202K 0.03%
3,377
-20,148
-86% -$1.17M
ARLP icon
512
Alliance Resource Partners
ARLP
$3.17B
$201K 0.03%
9,284
+120
+1% +$2.73K
SCHC icon
513
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$201K 0.03%
+6,400
New +$195K
TMP icon
514
Tompkins Financial
TMP
$1.42B
$201K 0.03%
2,500
– –
RPV icon
515
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$200K 0.03%
+3,400
New +$201K
OBCI
516
DELISTED
Ocean Bio-Chem Inc
OBCI
$195K 0.03%
41,500
– –
NAT icon
517
Nordic American Tanker
NAT
$1.37B
$192K 0.03%
23,695
+1,008
+4% +$8.34K
CHK
518
DELISTED
Chesapeake Energy Corporation
CHK
$190K 0.02%
160
-79
-33% -$96K
CHI
519
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$176K 0.02%
16,001
+4,400
+38% +$47.4K
PHT
520
DELISTED
Pioneer High Income Fund
PHT
$176K 0.02%
17,826
– –
CHW
521
Calamos Global Dynamic Income Fund
CHW
$545M
$175K 0.02%
22,399
– –
MFIC icon
522
MidCap Financial Investment
MFIC
$804M
$175K 0.02%
8,894
-3,534
-28% -$65.5K
TWO
523
Two Harbors Investment
TWO
$1.27B
$173K 0.02%
2,261
+138
+7% +$10.1K
CII icon
524
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$172K 0.02%
12,000
+1,300
+12% +$18.3K
CCJ icon
525
Cameco
CCJ
$42.4B
$171K 0.02%
15,404
+200
+1% +$2.28K
19 20
21
22 23

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.